Ralph R. Gold
Profile
Prior to joining Santa Barbara Asset Management in 2005, Mr. Gold was the Director of Institutional Services for a newly established BD/RIA.
Before that, he was the Director of Retail Services for Plan Member Financial Corporation, Product and Services Manager for Mercer Global Advisors Inc. and AVP of Trading for Associated Financial Group (now owned by LPL Financial Services).
Mr. Gold attended DePaul University where he studied Economics.
He holds a series 65 and also earned a Personal Financial Planners certificate from the University of California, Santa Barbara.
Former positions of Ralph R. Gold
| Companies | Position | End |
|---|---|---|
Mercer Global Advisors, Inc.
 Mercer Global Advisors, Inc. Investment ManagersFinance Mercer Global Advisors, Inc. (Mercer Advisors) is a SEC-registered investment advisor headquartered in Denver, Colorado. The firm was founded by Kendrick Mercer in 1985. They are a subsidiary of Mercer Advisors Intermediate Holdings, Inc., ultimately owned by OG Crimson Holdings LP. Mercer Advisors provides discretionary and/or non-discretionary investment advisory services on a fee basis to individuals, families, small business owners, plan sponsors, foundations, non-profits, and endowments. | Corporate Officer/Principal | - |
Associated Financial Group, Inc.
 Associated Financial Group, Inc. Miscellaneous Commercial ServicesCommercial Services Associated Financial Group, Inc. provides financial services. It operates primarily through securities broker and dealer Associated Securities Corp. The company was founded in 1982 and is headquartered in Los Angeles, CA. | Corporate Officer/Principal | - |
Santa Barbara Asset Management LLC
 Santa Barbara Asset Management LLC Investment ManagersFinance Santa Barbara Asset Management LLC (SBAM) is an investment advisory firm headquartered in Los Angeles, California. The firm was founded in 1987 and they are a subsidiary of Nuveen Investments, Inc., which acquired the firm in 2005. Their ultimate parent is TIAA Board of Overseers. SBAM provides investment advisory and sub-advisory services to a wide variety of individual and institutional clients, including, including pension funds, high-net worth individuals, corporations, trusts, not-for-profit organizations, endowments, foundations, religious organizations, managed accounts and investment companies and/or other funds. | Corporate Officer/Principal | - |
Training of Ralph R. Gold
| DePaul University | Undergraduate Degree |
Experiences
Positions held
Linked companies
| Private companies | 3 |
|---|---|
Santa Barbara Asset Management LLC
Santa Barbara Asset Management LLC Investment ManagersFinance Santa Barbara Asset Management LLC (SBAM) is an investment advisory firm headquartered in Los Angeles, California. The firm was founded in 1987 and they are a subsidiary of Nuveen Investments, Inc., which acquired the firm in 2005. Their ultimate parent is TIAA Board of Overseers. SBAM provides investment advisory and sub-advisory services to a wide variety of individual and institutional clients, including, including pension funds, high-net worth individuals, corporations, trusts, not-for-profit organizations, endowments, foundations, religious organizations, managed accounts and investment companies and/or other funds. | Finance |
Mercer Global Advisors, Inc.
Mercer Global Advisors, Inc. Investment ManagersFinance Mercer Global Advisors, Inc. (Mercer Advisors) is a SEC-registered investment advisor headquartered in Denver, Colorado. The firm was founded by Kendrick Mercer in 1985. They are a subsidiary of Mercer Advisors Intermediate Holdings, Inc., ultimately owned by OG Crimson Holdings LP. Mercer Advisors provides discretionary and/or non-discretionary investment advisory services on a fee basis to individuals, families, small business owners, plan sponsors, foundations, non-profits, and endowments. | Finance |
Associated Financial Group, Inc.
Associated Financial Group, Inc. Miscellaneous Commercial ServicesCommercial Services Associated Financial Group, Inc. provides financial services. It operates primarily through securities broker and dealer Associated Securities Corp. The company was founded in 1982 and is headquartered in Los Angeles, CA. | Commercial Services |
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