Makoto C. Ning

Chief Executive Officer at Arque Capital Ltd.

66 year

Finance

Process Industries

Consumer Services

Makoto C. Ning active positions

Companies	Position	Start	End
Arque Capital Ltd. Arque Capital Ltd. Investment Banks/BrokersFinance Founded in 2005, Arque Capital Ltd. is an SEC-registered broker/dealer located in Scottsdale, Arizona. The firm offers wealth management and traditional investment brokerage services to private clients and small- to mid-sized corporations through independent financial advisors. Clients' assets are custodied at National Financial, a Fidelity Investments company. Trade executions are also cleared through National Financial.	Chief Executive Officer	31/12/2004	-
	Founder	31/12/2004	-
	President	31/12/2004	-

Companies	Position	Start	End
Empire Securities Corp. Empire Securities Corp. Investment ManagersFinance Part of Arque Orion Holdings LLC, Empire Securities Corp. is a company that provides investment advice. The company is based in El Segundo, CA.	Corporate Officer/Principal	29/10/2005	29/10/2005
Oppenheimer & Co., Inc. Oppenheimer & Co., Inc. Investment ManagersFinance Oppenheimer & Co., Inc. provides security brokerage services. It also offers investment banking and advice to high net worth investors, individuals, businesses and institutions. The company is headquartered in New York, NY.	Corporate Officer/Principal	-	-
Pierce Fenner & Smith, Inc.	Corporate Officer/Principal	-	-
Merrill Lynch & Co., Inc.	Corporate Officer/Principal	-	-
TriQuest LP TriQuest LP Chemicals: SpecialtyProcess Industries Part of The Chemours Co., TriQuest LP is a company that develops and markets chemical derivatives. The company is based in Dallas, TX. TriQuest was acquired by ChemFirst, Inc., part of The Chemours Co. from November 06, 2002 on October 30, 2001.	Corporate Officer/Principal	-	-

University of California, Los Angeles

Undergraduate Degree

International

United States

Operational

Corporate Officer/Principal	5
Chief Executive Officer	1
Founder	1

Sectoral

Positions held

Active

Inactive

Listed companies

Private companies

Private companies	6
Oppenheimer & Co., Inc. Oppenheimer & Co., Inc. Investment ManagersFinance Oppenheimer & Co., Inc. provides security brokerage services. It also offers investment banking and advice to high net worth investors, individuals, businesses and institutions. The company is headquartered in New York, NY.	Finance
Empire Securities Corp. Empire Securities Corp. Investment ManagersFinance Part of Arque Orion Holdings LLC, Empire Securities Corp. is a company that provides investment advice. The company is based in El Segundo, CA.	Finance
Arque Capital Ltd. Arque Capital Ltd. Investment Banks/BrokersFinance Founded in 2005, Arque Capital Ltd. is an SEC-registered broker/dealer located in Scottsdale, Arizona. The firm offers wealth management and traditional investment brokerage services to private clients and small- to mid-sized corporations through independent financial advisors. Clients' assets are custodied at National Financial, a Fidelity Investments company. Trade executions are also cleared through National Financial.	Finance
TriQuest LP TriQuest LP Chemicals: SpecialtyProcess Industries Part of The Chemours Co., TriQuest LP is a company that develops and markets chemical derivatives. The company is based in Dallas, TX. TriQuest was acquired by ChemFirst, Inc., part of The Chemours Co. from November 06, 2002 on October 30, 2001.	Process Industries
Pierce Fenner & Smith, Inc.	Finance
Merrill Lynch & Co., Inc.	Finance