Joseph Gatti

Finance

Profile

Prior to joining Spencer Trask, Mr. Gatti was Vice President at Oppenheimer & Co. He has also held senior positions at Vantage Securities, Drexler Burnham and started his career at Merrill Lynch & Co. Mr. Gatti holds a BS in Marine Engineering from NY State Maritime College.

Former positions of Joseph Gatti

Companies	Position	End
Augment Securities, Inc. Augment Securities, Inc. Investment ManagersFinance Augment Securities, Inc. (Augment Securities) is a venture capital firm, a subsidiary of Spencer Trask & Co. founded in 1991 by Kevin Brian Kimberlin. The firm is headquartered in New York.	Private Equity Investor	01/04/2008
Merrill Lynch & Co., Inc. /Old/ Merrill Lynch & Co., Inc. /Old/ Investment Banks/BrokersFinance Merrill Lynch & Co., Inc. provided wealth management, securities trading and sales, corporate finance and investment banking services. Merrill Lynch was a global trader and underwriter of securities and derivatives across a range of asset classes and serve as a strategic advisor to governments, institutions and individuals worldwide. The company was founded in 1913 and was headquartered in Charlotte, NC.	Corporate Officer/Principal	-
Oppenheimer Asset Management, Inc. Oppenheimer Asset Management, Inc. Investment ManagersFinance Oppenheimer Asset Management, Inc. (OAM) is a SEC-registered investment advisor headquartered in New York City. Founded in 1986, the firm is a subsidiary of E.A. Viner International Co., which is owned by Oppenheimer Holdings, Inc. (NYSE: OPY). OAM offers a variety of advisory services to individuals, foundations, pension and profit-sharing plans, trusts, charitable organizations, business or government entities, insurance companies and endowments.	Corporate Officer/Principal	-

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