Profile
Ms. Janis J.
Scotti is Director of Trading at Summit Brokerage Services, Inc. She began her career in finance issuing commercial paper to money desks in New York as well as banks and trust departments throughout the country.
She is part of the initial team at Summit, was the director of trading when Marshall Leeds took controlling interest in Summit in April 2002.
She has remained in that capacity and grown the department into a team of seven traders, covering two separate areas, trading and fixed income.
In 1976 Ms. Scotti moved to Wall Street, working for an independent discount broker-dealer.
She then held several positions in the institutional department at Ernst and Company, including over-the-counter and new issue trader, and was an OTC trader at a boutique investment banker broker-dealer.
In 1990, she joined JW Charles Financial Services, Inc., a private brokerage and clearing firm, covering OTC, listed and option orders on the trade desk.
Shortly after, led by Marshall Leeds’ company Corporate Securities, JW Charles was acquired and eventually became JW Genesis.
There, she joined the compliance department as a supervisor of independent branches.
After an acquisition by First Union, she remained with the parent company which became Wachovia, now Wells Fargo, until December of 2001.
JJ Scotti active positions
| Companies | Position | Start |
|---|---|---|
Summit Brokerage Services, Inc.
 Summit Brokerage Services, Inc. Investment Banks/BrokersFinance Summit Brokerage Services, Inc. is a broker/dealer and holding firm headquartered in Boca Raton, Florida. Founded in 1993, the firm provides a full array of trading and execution services for their clients. | Trading-Equity | - |
Former positions of JJ Scotti
| Companies | Position | End |
|---|---|---|
Wachovia Corp.
 Wachovia Corp. Major BanksFinance Wachovia Corp. provided commercial and retail banking services. It offered personal finance and wealth management services. The company was founded on June 16, 1879 and was headquartered in Charlotte, NC. | Corporate Officer/Principal | 30/11/2001 |
Conifer Securities LLC
 Conifer Securities LLC Investment Banks/BrokersFinance Conifer Securities LLC is a broker/dealer located in San Francisco. The firm is a subsidiary of The Conifer Group LLC, The firm was established in 1989 as Genesis Merchant Group, a private investment partnership that acted as a holding company for the development of an investment advisory business. In addition, Genesis Merchant Group created a broker/dealer to provide corporate finance, equity sales and trading, research and investment management services to a select group of corporate clients, institutional customers and high net-worth individuals. In 1999, a group of management partners and investors, led by Phil Stapleton, renamed the firm Conifer Securities and shifted the firm's focus to the custom outsourcing of comprehensive services and support for independent money managers. The firm provides a full array of trading and execution services for their clients. They do not provide any internal research. | Corporate Officer/Principal | - |
| Ernst & Co. | Corporate Officer/Principal | - |
Experiences
Positions held
Connections
1st degree connections
1st degree companies
Male
Female
Members of the board
Executives
Linked companies
| Private companies | 4 |
|---|---|
Summit Brokerage Services, Inc.
Summit Brokerage Services, Inc. Investment Banks/BrokersFinance Summit Brokerage Services, Inc. is a broker/dealer and holding firm headquartered in Boca Raton, Florida. Founded in 1993, the firm provides a full array of trading and execution services for their clients. | Finance |
| Ernst & Co. | Finance |
Conifer Securities LLC
Conifer Securities LLC Investment Banks/BrokersFinance Conifer Securities LLC is a broker/dealer located in San Francisco. The firm is a subsidiary of The Conifer Group LLC, The firm was established in 1989 as Genesis Merchant Group, a private investment partnership that acted as a holding company for the development of an investment advisory business. In addition, Genesis Merchant Group created a broker/dealer to provide corporate finance, equity sales and trading, research and investment management services to a select group of corporate clients, institutional customers and high net-worth individuals. In 1999, a group of management partners and investors, led by Phil Stapleton, renamed the firm Conifer Securities and shifted the firm's focus to the custom outsourcing of comprehensive services and support for independent money managers. The firm provides a full array of trading and execution services for their clients. They do not provide any internal research. | Finance |
Wachovia Corp.
Wachovia Corp. Major BanksFinance Wachovia Corp. provided commercial and retail banking services. It offered personal finance and wealth management services. The company was founded on June 16, 1879 and was headquartered in Charlotte, NC. | Finance |
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