Jeffrey M. Frankel
Compliance Officer at LM Capital Group LLC
Profile
Mr. Jeffrey M.
Frankel is a Chief Compliance Officer at LM Capital Group LLC.
He Joined the firm in 2010.
Prior to the firm, he served as Assistant Vice President at LPL Financial in San Diego.
His other professional experience include Vice-President- Equity Trading at Security Investment Company of Kansas City and Account Executive on Instinet Cooperation's OCT Trade desk in New York.
He received his Bachelor of Arts in Political Science from the University of Hartford.
Jeffrey M. Frankel active positions
| Companies | Position | Start |
|---|---|---|
LM Capital Group LLC
 LM Capital Group LLC Investment ManagersFinance LM Capital Group LLC (LM Capital) is a SEC-registered investment advisor headquartered in San Diego, California. The firm was founded in 1989 by John Chalker and Luis Maizel. They are a subsidiary of LM Capital Management, Inc. LM Capital provides fixed income investment management services to institutional investors. | Compliance Officer | 31/12/2009 |
Former positions of Jeffrey M. Frankel
| Companies | Position | End |
|---|---|---|
| Security Investment Co. of Kansas City | Corporate Officer/Principal | - |
| Instinet Corp. | Corporate Officer/Principal | - |
LPL Financial LLC
 LPL Financial LLC Investment ManagersFinance LPL Financial LLC is a SEC-registered investment advisor and wealth management firm headquartered in Fort Mill, South Carolina. The firm was founded in 1989 as Linsco/Private Ledger Corp. They are a direct subsidiary of LPL Holdings, Inc., owned by LPL Financial Holdings, Inc. (NASDAQ: LPLA). LPL Financial offers various types of advisory services and programs to individual and institutional clients. | Corporate Officer/Principal | - |
Training of Jeffrey M. Frankel
| University of Hartford | Undergraduate Degree |
Experiences
Positions held
Connections
1st degree connections
1st degree companies
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Female
Members of the board
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Linked companies
| Private companies | 4 |
|---|---|
LPL Financial LLC
LPL Financial LLC Investment ManagersFinance LPL Financial LLC is a SEC-registered investment advisor and wealth management firm headquartered in Fort Mill, South Carolina. The firm was founded in 1989 as Linsco/Private Ledger Corp. They are a direct subsidiary of LPL Holdings, Inc., owned by LPL Financial Holdings, Inc. (NASDAQ: LPLA). LPL Financial offers various types of advisory services and programs to individual and institutional clients. | Finance |
LM Capital Group LLC
LM Capital Group LLC Investment ManagersFinance LM Capital Group LLC (LM Capital) is a SEC-registered investment advisor headquartered in San Diego, California. The firm was founded in 1989 by John Chalker and Luis Maizel. They are a subsidiary of LM Capital Management, Inc. LM Capital provides fixed income investment management services to institutional investors. | Finance |
| Security Investment Co. of Kansas City | |
| Instinet Corp. |
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