Flora Li

Portfolio Manager-Equities at Deutsche Bank Securities, Inc. (Investment Management)

Finance

Consumer Services

Flora Li active positions

Companies	Position	Start	End
Deutsche Bank Securities, Inc. (Investment Management) Deutsche Bank Securities, Inc. (Investment Management) Investment ManagersFinance Deutsche Bank Securities, Inc. (Investment Management) (DBSI-IM) is the investment management division of Deutsche Bank Securities, Inc., a registered broker/dealer headquartered in New York City. The firm was founded in 1971 and is a wholly owned subsidiary of DB US Financial Markets Holding Corp., ultimately owned by Deutsche Bank AG (ETR: DBK, NYSE: DB) in Germany. DBSI-IM offers a broad range of investment management and advisory products and services to institutional clients.	Portfolio Manager-Equities	31/03/2022	-

Companies	Position	Start	End
Claraphi Advisory Network LLC Claraphi Advisory Network LLC Investment ManagersFinance ClaraPHI Advisory Network LLC (ClaraPHI) is a SEC-registered investment advisor headquartered in Aliso Viejo, California. The firm was founded by Pierre T. Gallant and is a wholly owned subsidiary of Pomegranate Holdings LLC, which is owned by Tradability LLC. ClaraPHI offers a variety of investment advisory and related financial services to individuals, high net-worth individuals, families, business owners and corporations.	Analyst-Equity	31/05/2019	31/12/2020
	Portfolio Manager-Equities	31/12/2020	31/03/2022
Citigroup Asset Management	Corporate Officer/Principal	30/04/2017	31/05/2019
JPMORGAN CHASE & CO.	Corporate Officer/Principal	31/07/2014	31/03/2017

Drexel University

Undergraduate Degree

International

United States

Operational

Corporate Officer/Principal	2
Portfolio Manager-Equities	2
Analyst-Equity	1

Sectoral

Finance	5
Consumer Services	2

Positions held

Active

Inactive

Listed companies

Private companies

Listed companies	1
JPMORGAN CHASE & CO.	Finance

Private companies	3
Claraphi Advisory Network LLC Claraphi Advisory Network LLC Investment ManagersFinance ClaraPHI Advisory Network LLC (ClaraPHI) is a SEC-registered investment advisor headquartered in Aliso Viejo, California. The firm was founded by Pierre T. Gallant and is a wholly owned subsidiary of Pomegranate Holdings LLC, which is owned by Tradability LLC. ClaraPHI offers a variety of investment advisory and related financial services to individuals, high net-worth individuals, families, business owners and corporations.	Finance
Citigroup Asset Management	Finance
Deutsche Bank Securities, Inc. (Investment Management) Deutsche Bank Securities, Inc. (Investment Management) Investment ManagersFinance Deutsche Bank Securities, Inc. (Investment Management) (DBSI-IM) is the investment management division of Deutsche Bank Securities, Inc., a registered broker/dealer headquartered in New York City. The firm was founded in 1971 and is a wholly owned subsidiary of DB US Financial Markets Holding Corp., ultimately owned by Deutsche Bank AG (ETR: DBK, NYSE: DB) in Germany. DBSI-IM offers a broad range of investment management and advisory products and services to institutional clients.	Finance