Profile

Mr. Harty has 34 years of experience encompassing sales and trading, new product development and marketing, and founding and operating his own broker/dealer.
He served in these roles at various Wall Street firms including Smith Barney and Alex.
Brown, where he was head of the Americus Trust department, and equity hybrid capital markets business.
Mr. Harty formed his own broker/dealer, Parallax Group Inc in 1991, a firm specializing in research, sales and trading of equity hybrid securities (convertibles and equity-linked securities).
Cantor Fitzgerald bought Parallax in July 1996.
He continued as managing director of the Parallax Division in charge of research, sales and trading until the end of 1999.
Mr. Harty received his BSc from the University of Windsor, Windsor, Ontario in 1968.
He is a CFA charter holder and a member of the New York Society of Security Analysts.

Former positions of Emmett J. Harty

CompaniesPositionEnd
President 29/04/2006
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