David W. Harris

Oppenheimer & Co., Inc. provides security brokerage services. It also offers investment banking and advice to high net worth investors, individuals, businesses and institutions. The company is headquartered in New York, NY.

Founded in 1992, Source Capital Group, Inc. is an investment bank and broker/dealer located in Westport, Connecticut with additional offices in New York City, Scottsdale, Arizona, Pasadena, California, West Hartford, Connecticut, Lighthouse Point, Florida, Aiea, Hawaii, Bowling Green, Kentucky and Marlborough, Massachusetts. The firm's investment banking activities focus on small- to medium-sized transactions. They also offer services related to general securities, emerging market securities, distressed and high yield debt securities, investment management, mortgages and business lending. Through their trading desk, Source Capital provides access to a wide variety of investment products including: common stocks, preferred stocks, convertible stocks and bonds, options, municipal bonds, corporate bonds, U.S. Treasuries and agencies, high yield bonds, money market funds, load and no-load mutual funds, closed-end funds, unit investment trusts, CDs, annuities, foreign stocks (ADRs and GDRs), ETFs and others. Source Capital Group is a member of the NASD and the SIPC.