Cathy Ann Simmons
Compliance Officer at Legacy Wealth Management, Inc.
Profile
Ms. Cathy A.
Simmons is a Chief Compliance Officer & Shareholder at Legacy Wealth Management, Inc. She is part of the firm's Investment Committee.
She plans and implements Legacy’s compliance processes and procedures.
She also serves as Business Continuity Plan coordinator.
She helps clients with financial planning and portfolio management needs.
Before joining Legacy in 2000, Ms. Simmons spent nine years as a financial advisor with American Express Financial Advisors, Inc. She also taught as an adjunct faculty member at Christian Brothers University in the Financial Planning Program.
Ms. Simmons received her BS in business and an MBA in business from the University of Memphis.
Cathy Ann Simmons active positions
| Companies | Position | Start |
|---|---|---|
Legacy Wealth Management, Inc.
 Legacy Wealth Management, Inc. Investment ManagersFinance Legacy Wealth Management, Inc. (Legacy) is an independent, employee-owned SEC-registered investment advisor headquartered in Memphis, Tennessee. The firm was founded in 1982 and formerly known as Middle South Advisory Corp. Legacy provides portfolio management services primarily to individuals, high-net-worth individuals, a limited number of corporate pensions, 401(k) and profit-sharing plans, foundations, endowments and both state and municipal government entities. | Compliance Officer | 31/07/2000 |
Former positions of Cathy Ann Simmons
| Companies | Position | End |
|---|---|---|
| AMERICAN EXPRESS COMPANY | Corporate Officer/Principal | - |
Training of Cathy Ann Simmons
| University of Memphis | Masters Business Admin |
Experiences
Positions held
Connections
1st degree connections
1st degree companies
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Female
Members of the board
Executives
Linked companies
| Listed companies | 1 |
|---|---|
| AMERICAN EXPRESS COMPANY | Finance |
| Private companies | 1 |
|---|---|
Legacy Wealth Management, Inc.
Legacy Wealth Management, Inc. Investment ManagersFinance Legacy Wealth Management, Inc. (Legacy) is an independent, employee-owned SEC-registered investment advisor headquartered in Memphis, Tennessee. The firm was founded in 1982 and formerly known as Middle South Advisory Corp. Legacy provides portfolio management services primarily to individuals, high-net-worth individuals, a limited number of corporate pensions, 401(k) and profit-sharing plans, foundations, endowments and both state and municipal government entities. | Finance |
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