Carl L. Giles
Profile
Mr. Carl L.
Giles is a Managing Director at First Southwest Co. and a Managing Director at First Southwest Securities.
Mr. Giles was previously employed as a Manager-Trading by Capital Institutional Services, Inc., a Principal by Alex.
Brown & Sons, Inc., a Principal by National Security Agency, and a Principal by The United States Army.
Mr. Giles received his undergraduate degree from the University of North Texas.
Former positions of Carl L. Giles
| Companies | Position | End |
|---|---|---|
| United States National Security Agency | Corporate Officer/Principal | - |
| The United States Army (District of Columbia) | Corporate Officer/Principal | - |
| Alex. Brown & Sons, Inc. | Corporate Officer/Principal | - |
Capital Institutional Services, Inc.
 Capital Institutional Services, Inc. Investment Banks/BrokersFinance Founded in 1977, Capital Institutional Services, Inc. (CAPIS) is a broker/dealer located in Dallas, Texas. The firm is structured in distinct divisions including sales, trading, research, accounting, operations and compliance which work together to address the diverse needs of both money managers and fund managers. This approach allows CAPIS to present an array of global trading, transition management, commission recapture, independent research and bundled solutions to their clients. | Corporate Officer/Principal | - |
First Southwest Securities LLC
 First Southwest Securities LLC Investment Banks/BrokersFinance Founded in 1946, First Southwest Securities, a subsidiary of First Southwest Co. is a broker/dealer. They are headquartered in Dallas with additional offices in Austin, Texas, San Antonio, Texas and Woodland Hills, California. The firm provides a full array of trading and execution services for their clients. They do not provide any internal research. They are a member of the NASD and the SIPC. | Trading-Equity | - |
Training of Carl L. Giles
| University of North Texas | Undergraduate Degree |
Experiences
Positions held
Linked companies
| Private companies | 6 |
|---|---|
First Southwest Co. LLC
 First Southwest Co. LLC Investment ManagersFinance First Southwest Co. LLC provides investment banking and financial advisory services. Its services include public finance, asset management, capital markets, clearing services, corporate finance, and hospital M&A. The company is headquartered in Dallas, TX. | Finance |
First Southwest Securities LLC
First Southwest Securities LLC Investment Banks/BrokersFinance Founded in 1946, First Southwest Securities, a subsidiary of First Southwest Co. is a broker/dealer. They are headquartered in Dallas with additional offices in Austin, Texas, San Antonio, Texas and Woodland Hills, California. The firm provides a full array of trading and execution services for their clients. They do not provide any internal research. They are a member of the NASD and the SIPC. | Finance |
Capital Institutional Services, Inc.
Capital Institutional Services, Inc. Investment Banks/BrokersFinance Founded in 1977, Capital Institutional Services, Inc. (CAPIS) is a broker/dealer located in Dallas, Texas. The firm is structured in distinct divisions including sales, trading, research, accounting, operations and compliance which work together to address the diverse needs of both money managers and fund managers. This approach allows CAPIS to present an array of global trading, transition management, commission recapture, independent research and bundled solutions to their clients. | Finance |
| Alex. Brown & Sons, Inc. | Finance |
| The United States Army (District of Columbia) | Government |
| United States National Security Agency | Government |
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