Alvin Wong

Citigroup Global Markets, Inc. (Broker) (CGMI-Broker) is the broker/dealer division of Citigroup Global Markets, Inc., an investment bank headquartered in New York City with additional offices across the US. The firm was founded in 2004 and is a subsidiary of Citigroup Financial Products, Inc., ultimately held by Citigroup, Inc. (NYSE: C). CGMI-Broker covers all market capitalizations of the major global indices and provides macro and quantitative analysis of global markets and sector trends. Their core focus of the group is to help investing clients make informed decisions by providing value-added, independent, insightful analysis.

University of Washington functions as a College/University. The company is headquartered in Seattle, WA.

Founded in 2001, Macquarie Capital (USA), Inc. is a registered broker/dealer located in New York City. The firm is a subsidiary of Macquarie Bank Ltd. (ASX: MBL). They provide coverage of the following industries: resources, healthcare, security/defense, transportation, financial services, retail/consumer products, TMET (telecommunications, media, entertainment and technology), oil & gas, diversified manufacturing/distribution and infrastructure/utilities. Macquarie Capital (USA), Inc. is a member of FINRA.

Peking University provides post-secondary education services. It offers undergraduate and graduate courses. It provides courses such as basic and applied sciences, social sciences and the humanities, sciences of medicine, management, and education. The company was founded by JiaNai Sun in 1898 and is headquartered in Beijing, China.

Merrill Lynch Far East Ltd. is the stockbroking subsidiary of Merrill Lynch HK Services Ltd., ultimately owned by Bank of America Corp. (NYSE: BAC) in the US. Headquartered in Hong Kong, the firm was founded in 2003 and offers a broad range of brokerage services to institutional investors.

Barclays Capital Securities Ltd. (BCS) is the brokerage subsidiary of Barclays Bank plc, which is owned by Barclays Plc (LON: BARC), an international financial services group in Great Britain. The firm was founded in 1985 and is headquartered in London with offices worldwide. BCS provides prime brokerage services which include equities and fixed income financing, OTC Clearing, Futures and Foreign Exchange Prime Brokerage and access to industry insights and analytics.

HSBC Private Bank (Suisse) SA (HSBC-PBS) is a subsidiary of HSBC Private Banking Holdings (Suisse) SA, which in turn is a subsidiary of London-based HSBC Holdings Plc (LSE: HSBA; NYSE: HBC). HSBC-PBS was incorporated in 2001 as HSBC's private banking operations were undergoing reorganization. The bank was previously known as HSBC Republic Bank (Suisse) and originated in 1999. In 2009 the firm absorbed the activities of HSBC Guyerzeller Bank SA. HSBC-PBS is headquartered in Geneva with domestic branches in Lugano and Zurich as well as a seasonal office in St Moritz. The bank also has offices worldwide in Nassau, Guernsey, Stockholm, Athens, Istanbul, Tel Aviv, Moscow, Singapore, Hong Kong, Santiago, Montevideo and Buenos Aires. HSBC-PBS specializes in cross-border wealth management for an international clientele of high-net worth individuals and institutions. They manage discretionary portfolios and distribute investment products managed within HSBC and by third parties, following an open architecture model. The bank also carries out market transactions, grants Lombard credits and participates in settlement operations for the parent group.

Citigroup Private Bank is the private banking subsidiary of Citigroup, Inc. (NYSE: C) in the US. Headquartered in New York City, the firm serves worldly and wealthy individuals and their families with a customized private banking service that crosses borders. They also provide services to professional investors, family offices, and lawyers and law firms.

Macquarie Capital Ltd. is the Hong Kong-based securities brokerage arm of Macquarie Group Ltd. (ASX: MQG), a global financial services group headquartered in Australia. Macquarie Capital offers brokerage services to various investors.

Bloomberg, Inc. provides market data research and publishing services. It offers online publishing and marketing services. The firm provides data, news, analytics and solutions for professional, corporate and government. The company is headquartered in New York, NY.

Nomura International (Hong Kong) Ltd. (Nomura International HK) is the brokerage subsidiary of Nomura Asia Pacific Holdings Co. Ltd., which is ultimately-owned by Nomura Holdings, Inc. (TYO: 8604) in Japan. Headquartered in Hong Kong, the firm’s global markets team offers research, sales and trading of global securities to a diverse range of clients globally, including institutional investors, financial institutions, corporates, financial sponsors and government entities. Nomura International HK operates a truly integrated, cross-asset platform which includes research, sales and trading in equities, currencies, rates and credit in cash and derivative products.

CITIC Securities Co., Ltd. (Broker) (CITICS) is the brokerage division of CITIC Securities Co., Ltd. (SHA: 600030) in China. Headquartered in Beijing, CITICS was founded in 1995 and provides securities brokerage services to institutional clients.

JPMorgan Securities (Asia Pacific) Ltd. (JPM Asia) is the Hong Kong-based brokerage subsidiary of JP Morgan Chase & Co. (NYSE: JPM), a global financial services company headquartered in the US. JPM Asia provides brokerage services to local corporations and institutions, multinationals, governments and private clients.

DBS Vickers (Hong Kong) Ltd. (DBS-HK) is a broker/dealer firm headquartered in Hong Kong. The firm is a subsidiary of DBS Vickers Securities Holdings Pte Ltd., ultimately held by DBS Group Holdings Ltd. (SGX: D05) in Singapore. DBS-HK provides a comprehensive blend of brokerage services.

UOB Kay Hian (Hong Kong) Ltd. (UOB Hong Kong) is a broker-dealer headquartered in Hong Kong. The firm is a subsidiary of UOB Kay Hian Overseas Ltd., which is owned by UOB-Kay Hian Holdings Ltd. (SGX: U10) in Singapore. UOB Hong Kong offers brokerage and trading services to various investors. They provide a comprehensive suite of investment products from Equities, Futures, Options, Bonds to OTC products that caters to different investment objectives.

UBS Securities Asia Ltd. (UBS Asia) is a brokerage firm headquartered in Hong Kong. The firm is a subsidiary of UBS AG, which is owned by UBS Group AG (SWX: UBSG) in Switzerland. UBS Asia provides corporate and institutional clients which include intermediary and alternative asset managers with financial advisory services, access to the world's capital markets and securities products and research in the field of equity, fixed-income, rates, foreign exchange, energy and metals.

Part of Deutsche Bank AG, Deutsche Bank AG (Hong Kong) is a financial institution that has been connecting worlds for 65 years. The company is based in Hong Kong, Hong Kong, and serves as the hub for corporate and commercial clients. The company's asset management division, DWS, is a market leader in Hong Kong with a broad product offering. Its corporate bank division is an established market leader in transaction banking, with a presence in 60 countries, including an extensive footprint in HK. The investment bank provides strategic advice to corporate and institutional clients, focusing on the bank’s traditional strengths in financing, advisory, fixed income, and currencies, together with a focused equity capital markets business. The private bank focuses on private customers across all segments as well as business clients, and in HK, this division is represented by a highly competitive wealth manager. The Chinese company was founded in 1958, and its CEO is Werner Steinmüller.

KGI Asia Ltd. is the brokerage subsidiary of KGI Securities Co., Ltd., which is wholly owned by China Development Financial Holding Corp. (TPE: 2883), a financial holding company headquartered in Taiwan. Founded in 1997, KGI Asia offers a broad range of brokerage services to corporate, institutional and individual clients throughout Asia.

Grand Alliance Asset Management Ltd. (GAAM) is an independent asset management firm headquartered in Hong Kong. The firm was founded by Willy Tong in 1997 and is principally owned by Grand Alliance Asia Ltd. GAAM offers advisory services to private funds intended for institutions and other sophisticated investors only.

CLSA Securities Korea Ltd. is the South Korean brokerage subsidiary of Netherlands-based CLSA BV, ultimately held by CITIC Securities Co., Ltd. (SHA: 600030) in China. Headquartered in Seoul, the firm was founded in 2002 and provides sales and execution services to institutional investors and corporates world-wide.

Part of HSBC Holdings Plc, HSBC Republic Bank (Suisse) SA operates as a nationally chartered commercial bank. The company is based in Geneva, Switzerland.

Taikang Asset Management Co. Ltd. (Taikang AM) is an asset management firm headquartered in Beijing, China. The firm was founded in 2006 and is a subsidiary of Taikang Life Insurance Co. Ltd. Taikang AM offers investment products and services which include insurance asset management, retirement plan management, enterprise annuities, occupational annuities, alternative project investments, wealth management, asset management, pension, QDII segregated accounts, and mutual funds.

BOCOM International Securities Ltd. (BISL) is the wholly-owned brokerage subsidiary of BOCOM International Holdings Co. Ltd., itself a wholly-owned subsidiary of Bank of Communications Co., Ltd. (PK: BCMXY) in China. The firm was created in 2007 when BCOM Securities Co. Ltd., restructured and became BOCOM International Holdings Co., Ltd., establishing BOCOM International-Asia, BOCOM International Securities Ltd., and BOCOM International Asset Management Ltd. as wholly-owned subsidiaries, each specifically designed to focus on their unique businesses. Based in Hong Kong, BISL specializes in providing platforms for securities, futures, contracts trading and margin financing business activities. Clients can place trading instructions directly to investment advisors via designated telephone lines, including a secured on-line trading platform for both securities and futures contracts. As a member of the Hong Kong Stock Exchange, the firm provides direct execution via the AMS/3 System to their clients for all Hong Kong listed shares.

Daiwa Capital Markets (Hong Kong) Ltd. (Daiwa HK) is a securities brokerage firm headquartered Hong Kong. The firm is a subsidiary of Daiwa Capital Markets Asia Holding BV, ultimately owned by Daiwa Securities Group, Inc. (TYO: 8601) in Japan. Founded in 1970, Daiwa HK offers brokerage services to an established international client base.

Morgan Stanley Asia Ltd. (MSA) is a broker/dealer headquartered in Hong Kong. The firm was founded in 1987 and is a subsidiary of Morgan Stanley (NYSE: MS) in the US. MSA provides institutional securities such as equities, fixed income, derivatives and research.

Part of UBS Group AG, Credit Suisse Securities (China) Ltd. is a Chinese company that provides bonds underwriting, bonds sponsoring, and financial advisory services. The company is based in Beijing, China. The company was founded in 2008, and the CEOs are Lei Tu and Tim Tu. Credit Suisse Securities (China was acquired by Credit Suisse AG.

The Hongkong & Shanghai Banking Corp. Ltd. (Private Bank HK) (HSBC Private Bank HK) is the private banking division of The Hongkong & Shanghai Banking Corp. Ltd., ultimately held by HSBC Holdings Plc (NYSE: HSBC, LON: HSBA) in Great Britain. Headquartered in Hong Kong, HSBC Private Bank HK was founded in 2001 to offer a range of wealth management services to business owners and their families.

Moody's Investors Service Hong Kong Ltd. (Moody's Hong Kong) is an investment research firm headquartered in Hong Kong. The firm was founded in 2007 and is a subsidiary of Moody's Corp. (NYSE: MCO) in the US. Moody's Hong Kong provides credit ratings, research, and risk analysis to institutional clients.

BOCI Research Ltd. is an investment research firm headquartered in Hong Kong. The firm was founded in 1998 and is a subsidiary of BOCI Asia Ltd., ultimately held by Chinese government’s China Investment Corp. BOCI Research primarily provides research reports and analysis on China with a focus on telecommunications, property, media, retail, technology, energy, oil and gas, metals and mining, utilities, financials, and transport and logistics sectors.

SBI China Capital Financial Services Ltd. (SBI) is the brokerage subsidiary of SBI China Capital Holdings Ltd., a financial services group headquartered in Hong Kong. SBI provides a full range of securities brokerage services to their diversified client base of institutional and retail customers in Hong Kong and overseas. They also offer a comprehensive range of equities and derivative products.

ICBC International Research Ltd. (ICBC Research) is a broker/dealer subsidiary of ICBC International Holdings Ltd., which is owned by Industrial & Commercial Bank of China Ltd. (SHA: 601398). ICBC Research provides research reports to international investors. The firm is headquartered in Hong Kong.

CGS International Securities Hong Kong Ltd. provides brokerage services. CGS International Securities Hong Kong Ltd. is based in Hong Kong, Hong Kong. The Chinese company was founded in 1991. Soo Lik Keoy has been the CEO of the company since 2010.

CITIC Securities International Co., Ltd. (Research) (CITIC-Research) is the investment research division of CITIC Securities International Co., Ltd., a capital market company headquartered in Hong Kong. The firm was founded in 2005 and is a subsidiary of CITIC Securities Co., Ltd. (SHA: 600030; OTCMKTS: CIIHY) in China. CITIC Securities International offers research reports to a large and diverse client base that includes financial institutions, corporations and individuals.

The Hongkong & Shanghai Banking Corp. Ltd. (Broker) (HSBC-Broker) is the brokerage division of The Hongkong & Shanghai Banking Corp. Ltd. in Hong Kong. Their ultimate parent is HSBC Holdings Plc (LON: HSBA), a multinational investment bank and financial services holding company headquartered in London, UK. HSBC-Broker provides securities brokerage services to their clients.

China Renaissance Securities (Hong Kong) Ltd. (CR Hong Kong) is a securities brokerage firm headquartered in Hong Kong. The firm was founded in 2005 and is a subsidiary of China Renaissance Holdings Ltd. (HKG: 1911) in China. CR Hong Kong provides a full suite of services that covers investment banking, securities sales and trading, equity research, and more.

CLSA Americas LLC is a FINRA registered broker-dealer headquartered in New York City. The firm was founded in 2012 and is a wholly owned subsidiary of CLSA Americas Holdings, Inc., which is ultimately owned by CITIC Securities Co., Ltd. (SHA: 600030) in China. CLSA Americas offers a full suite of execution services throughout North America and Latin America.

Optimas Capital Ltd (Optimas Capital) is a venture capital firm founded in 2016 by Yongzhi Jiang. The firm is headquartered in Central, Hong Kong.