Profile
Mr. Walter T.
Broughton, III CFA, is a Managing Director & Wealth Management Advisor at Merrill Lynch, Pierce, Fenner & Smith, Inc. He has over four decades of experience in financial services and joined Merrill Lynch in July 1987.
He is the founding member of the group and architect of the group’s research and investment methodologies.
Mr. Broughton focuses on portfolio management and select client relationships.
He is a designated Senior Portfolio Manager and over his 35 year career at Merrill has helped the company pioneer new investment management policies and platforms.
Mr. Broughton received his MBA in Finance at the University of Minnesota Twin Cities Campus and holds the Chartered Financial Analyst designation.
Walter Thomas Broughton active positions
| Companies | Position | Start |
|---|---|---|
Merrill Lynch, Pierce, Fenner & Smith, Inc. (Invt Mgmt)
Merrill Lynch, Pierce, Fenner & Smith, Inc. (Invt Mgmt) Investment ManagersFinance MLPF&S uses various securities analysis methods, including fundamental, technical, quantitative and economic analyses. | Portfolio Manager-Equities | 30/06/1987 |
Former positions of Walter Thomas Broughton
| Companies | Position | End |
|---|---|---|
Merrill Lynch Private Client Group
Merrill Lynch Private Client Group Investment ManagersFinance Profile Unavailable | Portfolio Manager-Equities | - |
Training of Walter Thomas Broughton
Experiences
Positions held
Active
Inactive
Listed companies
Private companies
Connections
1st degree connections
1st degree companies
Male
Female
Members of the board
Executives
Linked companies
| Private companies | 3 |
|---|---|
University of Minnesota
University of Minnesota Other Consumer ServicesConsumer Services Functions as a College/University | Consumer Services |
Merrill Lynch Private Client Group
Merrill Lynch Private Client Group Investment ManagersFinance Profile Unavailable | Finance |
Merrill Lynch, Pierce, Fenner & Smith, Inc. (Invt Mgmt)
Merrill Lynch, Pierce, Fenner & Smith, Inc. (Invt Mgmt) Investment ManagersFinance MLPF&S uses various securities analysis methods, including fundamental, technical, quantitative and economic analyses. | Finance |
- Stock Market
- Insiders
- Walter Thomas Broughton
















