![Thomas Caldwell](data:image/svg+xml,<svg xmlns="http://www.w3.org/2000/svg" width="16" height="16" fill="%231b1b1b" class="bi bi-person-fill" viewBox="0 0 16 16"><path d="M3 14s-1 0-1-1 1-4 6-4 6 3 6 4-1 1-1 1zm5-6a3 3 0 1 0 0-6 3 3 0 0 0 0 6"/></svg>)
Thomas Caldwell
Chief Executive Officer at
URBANA CORPORATION
Net worth: 31 M $ as of 29/09/2026
Profile
Mr. Thomas S.
Caldwell is a Chairman, Founder & Director at Caldwell Investment Management Ltd., a Founder & Chairman at Caldwell Securities Ltd., a President, Chief Executive Officer & Director at Urbana Corp., a Chairman at CNSX Markets, Inc. and a Chairman & Chief Executive Officer at Caldwell Financial Ltd. He is on the Board of Directors at Urbana Corp.
Mr. Caldwell was previously employed as a Member by Order of Canada, a Chairman, Founder & Director by Caldwell Asset Management, Inc., a Chairman by Caldwell US Dividend Advantage Fund, and a Governor by Toronto Stock Exchange, Inc. He also served on the board at Conference of Defence Associations Institute, Investment Dealers Association of Canada and Whitehead Institute for Biomedical Research.
He received his undergraduate degree from McGill University.
Known holdings in public companies
| Company | Date | Number of shares | Valuation | Valuation date |
|---|---|---|---|---|
URBANA CORPORATION 47.91% | 01/12/2025 | 4,791,361 ( 47.91% ) | 29 M $ | 29/09/2026 |
| 27/04/2025 | 239,000 ( 0.76% ) | 1 M $ | 29/09/2026 |
Thomas Caldwell active positions
| Companies | Position | Start |
|---|---|---|
| URBANA CORPORATION | Chief Executive Officer | - |
Caldwell Investment Management Ltd.
 Caldwell Investment Management Ltd. Investment ManagersFinance Caldwell conducts in-depth research on fixed-income and senior equities. The firm also has access to much of the fundamental research produced in the investment industry and subscribes to numerous outside research services. They manage mutual funds for which capital preservation and growth are the primary objectives. Their investment process begins with an overall political and economic view. Portfolios are structured using top-quality government bonds and shares of major corporations. | Founder | 31/12/1989 |
Caldwell Securities Ltd.
 Caldwell Securities Ltd. Investment Banks/BrokersFinance Provides brokerage services | Founder | 31/12/1979 |
Caldwell Financial Ltd.
 Caldwell Financial Ltd. Investment ManagersFinance Provides independent, personalized and innovative wealth management strategies, investment solutions and insurance products | Chief Executive Officer | - |
CNSX Markets, Inc.
 CNSX Markets, Inc. Investment Banks/BrokersFinance Provides securities exchange services | Chairman | - |
Former positions of Thomas Caldwell
| Companies | Position | End |
|---|---|---|
Conference of Defence Associations Institute
 Conference of Defence Associations Institute Miscellaneous Commercial ServicesCommercial Services Operates as a research organization which provides research support to the Conference of Defense Associations and promote informed public debate on national security and defense issues | Director/Board Member | - |
Order of Canada
 Order of Canada Miscellaneous Commercial ServicesCommercial Services Honorary society | Corporate Officer/Principal | - |
| CALDWELL U.S. DIVIDEND ADVANTAGE FUND ETF - CAD | Chairman | - |
Caldwell Asset Management, Inc.
 Caldwell Asset Management, Inc. Investment ManagersFinance CAM employs a conservative investment approach that focuses on superior long-term, historical performance. They manage portfolios of equities, fixed-income securities and special situation investments. Asset allocation is based upon economic and political risk analysis. The firm employs a value investment style and limits their investments primarily to major corporations to provide both liquidity and safety. They also include growth companies in client portfolios based on agreed upon risk parameters. | Chief Executive Officer | - |
| ░░░░░░░░░░ ░░░░░░░ ░░░░░░░░░░░ ░░ ░░░░░░ | ░░░░░░░░░░░░░░ ░░░░░░ | - |
Education of Thomas Caldwell
Experiences
Positions held
Active
Inactive
Listed companies
Private companies
Connections
61
1st degree connections
13
1st degree companies
Male
Female
Members of the board
Executives
Linked companies
| Private companies | 13 |
|---|---|
Urbana Corp.
 Urbana Corp. Financial ConglomeratesFinance Engages in private and public investment opportunities | Finance |
CNSX Markets, Inc.
CNSX Markets, Inc. Investment Banks/BrokersFinance Provides securities exchange services | Finance |
Caldwell US Dividend Advantage Fund
 Caldwell US Dividend Advantage Fund Investment Trusts/Mutual FundsMiscellaneous Functions as an exchange traded fund | Miscellaneous |
Caldwell Investment Management Ltd.
Caldwell Investment Management Ltd. Investment ManagersFinance Caldwell conducts in-depth research on fixed-income and senior equities. The firm also has access to much of the fundamental research produced in the investment industry and subscribes to numerous outside research services. They manage mutual funds for which capital preservation and growth are the primary objectives. Their investment process begins with an overall political and economic view. Portfolios are structured using top-quality government bonds and shares of major corporations. | Finance |
Toronto Stock Exchange, Inc.
 Toronto Stock Exchange, Inc. Investment Banks/BrokersFinance Operates as a stock exchange | Finance |
Caldwell Financial Ltd.
Caldwell Financial Ltd. Investment ManagersFinance Provides independent, personalized and innovative wealth management strategies, investment solutions and insurance products | Finance |
McGill University
 McGill University Other Consumer ServicesConsumer Services Functions as a College/University | Consumer Services |
Whitehead Institute for Biomedical Research
 Whitehead Institute for Biomedical Research Miscellaneous Commercial ServicesCommercial Services Provides research and technology services | Commercial Services |
Investment Dealers Association of Canada
 Investment Dealers Association of Canada Miscellaneous Commercial ServicesCommercial Services Regulates investment dealers, securities trading, and regulations enforcement services | Commercial Services |
Caldwell Securities Ltd.
Caldwell Securities Ltd. Investment Banks/BrokersFinance Provides brokerage services | Finance |
Order of Canada
Order of Canada Miscellaneous Commercial ServicesCommercial Services Honorary society | Commercial Services |
Caldwell Asset Management, Inc.
Caldwell Asset Management, Inc. Investment ManagersFinance CAM employs a conservative investment approach that focuses on superior long-term, historical performance. They manage portfolios of equities, fixed-income securities and special situation investments. Asset allocation is based upon economic and political risk analysis. The firm employs a value investment style and limits their investments primarily to major corporations to provide both liquidity and safety. They also include growth companies in client portfolios based on agreed upon risk parameters. | Finance |
Conference of Defence Associations Institute
Conference of Defence Associations Institute Miscellaneous Commercial ServicesCommercial Services Operates as a research organization which provides research support to the Conference of Defense Associations and promote informed public debate on national security and defense issues | Commercial Services |
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