Peggy Shiu
Compliance Officer at CANADIAN UTILITIES & TELECOM INCOME FUND
Profile
Ms. Peggy Shiu, CFA, is a Vice President & Chief Compliance Officer at Mulvihill Capital Management, Inc., a Chief Compliance Officer & VP-Portfolio Manager at Canadian Utilities & Telecom Income Fund, a Chief Compliance Officer & Vice President at Core Canadian Dividend Trust and at Top 10 Split Trust.
She has over 27 years of experience in the investment industry.
She is a member of the Investment Management team, and the Asset Mix Committee, with extensive experience in the Canadian, U.S., and A.D.R.
markets.
Ms. Shiu was previously employed as Chief Compliance Officer, VP & Portfolio Manager by Government Strip Bond Trust.
She received her B.Comm degree from the University of Toronto and is a CFA charter holder.
Peggy Shiu active positions
| Companies | Position | Start |
|---|---|---|
| CANADIAN UTILITIES & TELECOM INCOME FUND | Compliance Officer | 31/12/1994 |
| TOP 10 SPLIT TR UN | Compliance Officer | - |
| CORE CANADIAN DIVIDEND TRUST | Compliance Officer | - |
| MULVIHILL S SPLIT CORP. | Compliance Officer | - |
| WORLD FINANCIAL SPLIT CORP. | Corporate Officer/Principal | - |
Mulvihill Capital Management, Inc.
 Mulvihill Capital Management, Inc. Investment ManagersFinance Mulvihill Capital Management, Inc. (Mulvihill) is a privately-held, Canadian investment management firm headquartered in Toronto, Ontario. The firm was originally founded in 1984 by the Canada Trust Company under the name CT Investment Counsel, Inc. to manage the institutional and pension fund business of the Canada Trust Co. In 1995, John Mulvihill purchased the firm from Canada Trust and subsequently change the firm name into Mulvihill Capital Management, Inc. and as Strathbridge Asset Management, Inc. in 2011. They change their name back to Mulvihill Capital Management Inc. in 2022. Mulvihill is dedicated to yield enhancement strategies for both retail, high net worth, and institutional clients. | Compliance Officer | 31/03/1995 |
Former positions of Peggy Shiu
| Companies | Position | End |
|---|---|---|
Government Strip Bond Trust
 Government Strip Bond Trust Investment Trusts/Mutual FundsMiscellaneous Government Strip Bond Trust is a Canada based closed-end investment trust. Its investments are managed by Strathbridge Asset Management, Inc. The company was founded on February 15, 2001 and is headquartered in Toronto, Canada. | General Counsel | 06/01/2013 |
| NDX GROWTH & INCOME FUND | Compliance Officer | - |
| LOW VOLATILITY U.S. EQUITY INCOME FUND | Compliance Officer | - |
| ░░░░ ░░░░░░░░░░ ░░░░░░ ░░░░ | ░░░░░░░░░░ ░░░░░░░ | - |
| ░░░ ░░░░░░░░░░ ░░░░░░ ░░░░░░ ░░░░ | ░░░░░░░░░░ ░░░░░░░ | - |
Training of Peggy Shiu
| University of Toronto | Undergraduate Degree |
Experiences
Positions held
Connections
1st degree connections
1st degree companies
Male
Female
Members of the board
Executives
Linked companies
| Private companies | 12 |
|---|---|
Top 10 Canadian Financial Trust
 Top 10 Canadian Financial Trust Investment Trusts/Mutual FundsMiscellaneous Top 10 Canadian Financial Trust is a closed-end investment trust designed to provide unitholders with a quarterly cash distributions. It invests in securities consisting of common equity securities of Canadian banks and of Canadian life insurance companies, as well as exchange-traded funds, and other Strathbridge funds. The company was founded on February 15, 2000 and is headquartered in Toronto, Canada. | Miscellaneous |
World Financial Split Corp.
 World Financial Split Corp. Investment Trusts/Mutual FundsMiscellaneous World Financial Split Corp. operates as a close-ended mutual fund. Its investment objective is to provide holders of share with regular quarterly cash distributions through investing in a portfolio which includes common equity securities selected from financial services or real estate companies by market capitalization in Canada, the United States, and the rest of the world. The company was founded on December 5, 2003 and is headquartered in Toronto, Canada. | Miscellaneous |
Top 10 Split Trust
 Top 10 Split Trust Investment Trusts/Mutual FundsMiscellaneous Top 10 Split Trust is a closed-end investment trust, which invests in a portfolio of securities consisting of common equity securities of the six Canadian banks and the four Canadian life insurance companies. It also invests in public investment funds including exchange-traded funds and other Strathbridge funds. The company was founded on January 22, 1997 and is headquartered in Toronto, Canada. | Miscellaneous |
Core Canadian Dividend Trust
 Core Canadian Dividend Trust Investment Trusts/Mutual FundsMiscellaneous Core Canadian Dividend Trust is a closed-end investment fund/investment trust. Its investment objective is to provide unitholders of the fund with monthly cash distributions. The firm invests in a blue-chip portfolio consisting of large capitalization, dividend-paying canadian companies in industry sectors that have an excellent long-term track record of dividend growth and share price appreciation. The company was founded on October 27, 2006 and is headquartered in Toronto, Canada. | Miscellaneous |
S Split Corp.
 S Split Corp. Investment Trusts/Mutual FundsMiscellaneous S Split Corp. is a closed-end investment fund and investment trust. The company was founded on January 26, 2007 and is headquartered in Toronto, Canada. | Miscellaneous |
Canadian Utilities & Telecom Income Fund
 Canadian Utilities & Telecom Income Fund Investment Trusts/Mutual FundsMiscellaneous Canadian Utilities & Telecom Income Fund is a closed-end investment trust, which invests in the utilities and telecommunications sectors. It also utilizes Strathbridge’s proprietary SSO covered call writing strategy to enhance the income generated by the portfolio and to reduce volatility. The company was founded on November 26, 2010 and is headquartered in Toronto, Canada. | Miscellaneous |
Low Volatility US Equity Income Fund
 Low Volatility US Equity Income Fund Investment Trusts/Mutual FundsMiscellaneous Low Volatility US Equity Income Fund operates as a closed-end investment fund/investment trust. Its investment objectives are to maximize risk adjusted returns for unit holders, and to pay unit holders monthly distributions. The company was founded on February 26, 2013 and is headquartered in Toronto, Canada. | Miscellaneous |
NDX Growth & Income Fund
 NDX Growth & Income Fund Investment Trusts/Mutual FundsMiscellaneous NDX Growth & Income Fund is an investment trust company, which engages in tyhe provision of quarterly cash distributions and the opportunity for capital appreciation. The company was founded on November 28, 2013 and is headquartered in Toronto, Canada. | Miscellaneous |
US Financials Income Fund
 US Financials Income Fund Investment Trusts/Mutual FundsMiscellaneous US Financials Income Fund is a closed-end investment trust, which engages in the investment in an actively managed portfolio of U.S. financial issuers and publicly listed asset management issuers. Its investment objectives are to provide holders of units with quarterly cash distributions; and maximize total return through capital appreciation and distributions. The company was founded on January 29, 2015 and is headquartered in Toronto, Canada. | Miscellaneous |
Mulvihill Capital Management, Inc.
Mulvihill Capital Management, Inc. Investment ManagersFinance Mulvihill Capital Management, Inc. (Mulvihill) is a privately-held, Canadian investment management firm headquartered in Toronto, Ontario. The firm was originally founded in 1984 by the Canada Trust Company under the name CT Investment Counsel, Inc. to manage the institutional and pension fund business of the Canada Trust Co. In 1995, John Mulvihill purchased the firm from Canada Trust and subsequently change the firm name into Mulvihill Capital Management, Inc. and as Strathbridge Asset Management, Inc. in 2011. They change their name back to Mulvihill Capital Management Inc. in 2022. Mulvihill is dedicated to yield enhancement strategies for both retail, high net worth, and institutional clients. | Finance |
Government Strip Bond Trust
Government Strip Bond Trust Investment Trusts/Mutual FundsMiscellaneous Government Strip Bond Trust is a Canada based closed-end investment trust. Its investments are managed by Strathbridge Asset Management, Inc. The company was founded on February 15, 2001 and is headquartered in Toronto, Canada. | Miscellaneous |
Low Volatility Global Income Fund
 Low Volatility Global Income Fund Investment Trusts/Mutual FundsMiscellaneous Low Volatility Global Income Fund is a closed-end investment trust. Its investment objectives are to provide holders of units with quarterly cash distributions and to maximize total return through capital appreciation and distributions. It intends to invest in equity securities of global issuers from the Standard & Poor Global 100 Index that have a trailing 12 month Beta of less than 1.0. The company was founded in 2015 and is headquartered in Toronto, Canada. | Miscellaneous |
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