Nik Modi

Analyst-Equity at

RBC Capital Markets LLC

Finance

Consumer Services

Profile

Nik Modi is Co-Head of Global Consumer & Retail Research at RBC Capital Markets LLC since 2024, and has been with the firm since 2013.
Formerly, Mr. Modi was a Research Analyst at UBS Securities LLC from 2001 to 2013.
In 2000, worked as an Associate at JPMorgan Securities LLC and PaineWebber, Inc. In 1999, served as an Associate at Bear, Stearns & Co., Inc. and Warburg Dillon Read LLC.
Education includes undergraduate studies at Rutgers State University of New Jersey.

Nik Modi active positions

Companies	Position	Start
RBC Capital Markets LLC RBC Capital Markets LLC Investment Banks/BrokersFinance Provides brokerage services	Analyst-Equity	31/08/2013

All active positions of Nik Modi

Former positions of Nik Modi

Companies	Position	End
UBS Securities LLC UBS Securities LLC Investment Banks/BrokersFinance Provides brokerage services	Analyst-Equity	30/07/2013
JPMorgan Securities LLC JPMorgan Securities LLC Investment Banks/BrokersFinance Provides corporate, investment banking, consumer and commercial banking, asset management, payment & security solutions	Corporate Officer/Principal	30/12/2000
PaineWebber, Inc. PaineWebber, Inc. Investment Banks/BrokersFinance Provides stock brokerage and asset management services	Corporate Officer/Principal	30/08/2000
Warburg Dillon Read LLC Warburg Dillon Read LLC Investment Banks/BrokersFinance Provides securities brokerage services	Corporate Officer/Principal	30/12/1999
Bear, Stearns & Co., Inc. Bear, Stearns & Co., Inc. Investment Banks/BrokersFinance Provides investment banking, securities trading and brokerage Services	Corporate Officer/Principal	30/07/1999

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Training of Nik Modi

Experiences
Positions held

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Private companies

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Linked companies

Private companies	7
Bear, Stearns & Co., Inc. Bear, Stearns & Co., Inc. Investment Banks/BrokersFinance Provides investment banking, securities trading and brokerage Services	Finance
UBS Securities LLC UBS Securities LLC Investment Banks/BrokersFinance Provides brokerage services	Finance
JPMorgan Securities LLC JPMorgan Securities LLC Investment Banks/BrokersFinance Provides corporate, investment banking, consumer and commercial banking, asset management, payment & security solutions	Finance
PaineWebber, Inc. PaineWebber, Inc. Investment Banks/BrokersFinance Provides stock brokerage and asset management services	Finance
Warburg Dillon Read LLC Warburg Dillon Read LLC Investment Banks/BrokersFinance Provides securities brokerage services	Finance
Rutgers State University of New Jersey Rutgers State University of New Jersey Other Consumer ServicesConsumer Services Functions as a College/University	Consumer Services
RBC Capital Markets LLC RBC Capital Markets LLC Investment Banks/BrokersFinance Provides brokerage services	Finance

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