Nicole Murphey
Director/Board Member at SRH TOTAL RETURN FUND, INC.
Net worth: 15 391 $ as of 30/03/2024
Profile
Nicole L.
Murphey is the founder of Whistlepig Compliance Solutions LLC, which was founded in 2018.
She is currently the Managing Director at Whistlepig Compliance Solutions LLC.
Ms. Murphey's current jobs include being the Director at SRH Total Return Fund, Inc. since 2000, the Chief Compliance Officer at BSW Wealth Partners LLC since 2019, and the Chief Compliance Officer at R3 Returns LLC since 2019.
Ms. Murphey's former jobs include being the Director at SVM UK Active Fund Plc in 2011, the CFO, Treasurer & Chief Accounting Officer at Boulder Total Return Fund, Inc. from 2003 to 2015, the Treasurer & Vice President at Boulder Investment Advisers LLC from 2011 to 2015, the CFO, CAO, Treasurer, VP & Assistant Secretary at The Denali Fund, Inc. from 2007 to 2015, the Assistant Manager at Fund Administrative Services LLC from 2011 to 2018, and the CFO, CAO, Treasurer, VP & Assistant Secretary at First Opportunity Fund, Inc. from 2003 to 2015.
Ms. Murphey's education includes an undergraduate degree from The University of Colorado.
Known holdings in public companies
| Company | Date | Number of shares | Valuation | Valuation date |
|---|---|---|---|---|
| 05/10/2023 | 1,022 ( 0.00% ) | 15 391 $ | 30/03/2024 |
Nicole Murphey active positions
| Companies | Position | Start |
|---|---|---|
| SRH TOTAL RETURN FUND, INC. | Director/Board Member | 31/12/2020 |
| Whistlepig Compliance Solutions LLC | Founder | 31/12/2017 |
BSW Wealth Partners LLC
 BSW Wealth Partners LLC Investment ManagersFinance BSW Wealth Partners LLC (BSW) is an independent, SEC-registered investment advisor and wealth management firm headquartered in Boulder, Colorado. The firm was founded by Debi Baydush in 1992. BSW provides investment management services primarily to high net-worth individuals and families. | Compliance Officer | 31/12/2018 |
R3 Returns LLC
 R3 Returns LLC Investment ManagersFinance R3 Returns LLC provides investment advice. | Compliance Officer | 31/12/2018 |
Former positions of Nicole Murphey
| Companies | Position | End |
|---|---|---|
Fund Administrative Services LLC
 Fund Administrative Services LLC Investment ManagersFinance Fund Administrative Services LLC provides investment advisory services. The company is headquartered in Boulder, CO. | Corporate Officer/Principal | 31/12/2017 |
First Opportunity Fund, Inc.
 First Opportunity Fund, Inc. Investment Trusts/Mutual FundsMiscellaneous First Opportunity Fund, Inc. is a closed-end management investment company. The Fund is non-diversified and its primary investment objective is total return. Its assets are invested primarily in equity securities issued by financial services companies. The company was founded on March 3, 1986 and is headquartered in Boulder, CO. | Director of Finance/CFO | 31/12/2014 |
| DENALI FUND INC. | Director of Finance/CFO | 31/12/2014 |
| BOULDER TOTAL RETURN FUND INC | Director of Finance/CFO | 31/12/2014 |
Boulder Investment Advisers LLC
 Boulder Investment Advisers LLC Investment ManagersFinance Boulder Investment Advisers LLC is a mutual fund manager and registered investment advisor located in Boulder, Colorado. | Treasurer | 31/12/2014 |
Training of Nicole Murphey
| The University of Colorado | Undergraduate Degree |
Experiences
Positions held
Connections
1st degree connections
1st degree companies
Male
Female
Members of the board
Executives
Linked companies
| Private companies | 10 |
|---|---|
Boulder Total Return Fund, Inc.
 Boulder Total Return Fund, Inc. Investment Trusts/Mutual FundsMiscellaneous Boulder Total Return Fund, Inc. is a diversified, closed-end management investment company. It seeks to invest in portfolio of equity and debt securities. The company was founded on February 19, 1993 and is headquartered in Boulder, CO. | Miscellaneous |
Boulder Investment Advisers LLC
Boulder Investment Advisers LLC Investment ManagersFinance Boulder Investment Advisers LLC is a mutual fund manager and registered investment advisor located in Boulder, Colorado. | Finance |
The Denali Fund, Inc.
 The Denali Fund, Inc. Investment Trusts/Mutual FundsMiscellaneous The Denali Fund, Inc. is a non-diversified, closed-end management investment company. It produces both income and long-term capital appreciation by investing in a portfolio of equity and fixed income securities. The fund principal investment objective is total return consistent with dependable, but not assured, cash flow. It invests in a portfolio of reasonably priced companies with sound fundamentals and long-term growth expectations. Denali Fund was founded on September 11, 2002 and is headquartered in Boulder, CO. | Miscellaneous |
Fund Administrative Services LLC
Fund Administrative Services LLC Investment ManagersFinance Fund Administrative Services LLC provides investment advisory services. The company is headquartered in Boulder, CO. | Finance |
BSW Wealth Partners LLC
BSW Wealth Partners LLC Investment ManagersFinance BSW Wealth Partners LLC (BSW) is an independent, SEC-registered investment advisor and wealth management firm headquartered in Boulder, Colorado. The firm was founded by Debi Baydush in 1992. BSW provides investment management services primarily to high net-worth individuals and families. | Finance |
SVM UK Active Fund Plc
 SVM UK Active Fund Plc Investment Trusts/Mutual FundsMiscellaneous SVM UK Active Fund Plc is a Closed-End Investment Fund/Investment Trust. It provides investment management services. The fund is currently fully invested, reflecting the value in dividend yields offered by many shares, particularly in comparison to other asset classes and savings which are offering lower returns. The portfolio is emphasis on resources boosted performance with a number of oil and gas groups and mining companies adding value to the portfolio as a result of successful drilling. It was founded in on April 27, 1994 and is headquartered in Edinburgh, the United Kingdom. | Miscellaneous |
SRH Total Return Fund, Inc.
 SRH Total Return Fund, Inc. Investment Trusts/Mutual FundsMiscellaneous SRH Total Return Fund, Inc. operates as a non-diversified, closed-end management company. It primarily invests in domestic common stocks, warrants, corporate bonds, the United States treasury bills and repurchase agreements. The firm seeks to produce both income and long-term capital appreciation by investing in a portfolio of equity and debt securities. The company is headquartered in Denver, CO. | Miscellaneous |
First Opportunity Fund, Inc.
First Opportunity Fund, Inc. Investment Trusts/Mutual FundsMiscellaneous First Opportunity Fund, Inc. is a closed-end management investment company. The Fund is non-diversified and its primary investment objective is total return. Its assets are invested primarily in equity securities issued by financial services companies. The company was founded on March 3, 1986 and is headquartered in Boulder, CO. | Miscellaneous |
R3 Returns LLC
R3 Returns LLC Investment ManagersFinance R3 Returns LLC provides investment advice. | Finance |
| Whistlepig Compliance Solutions LLC |
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