John Gebhardt

Knight Capital Group, Inc. is a global financial services firm, which provides access to the capital markets across multiple asset classes to a broad network of clients, including buy and sell side firms, dealers, brokers, institutions, and corporations. It operates business through four segments: Market Making, Institutional Sales and Trading, Electronic Execution Services and Corporate and Other. The Market Making segment consists of market making in global equities and listed domestic options. It includes client, and to a lesser extent, non-client electronic market making activities in which they operate as a market maker in equity securities. The Institutional Sales and Trading segment includes global equity, exchange traded funds and fixed income sales and trading; reverse mortgage origination and securitization; capital markets; and asset management activities. Its business consists of execution and facilitation equities and fixed income transactions as agent on behalf of institutional clients, and they commit capital on behalf of its clients when needed. The Electronic Execution Services segment offers access via its electronic agency-based platforms to markets and self-directed trading in equities, equity options, fixed income, foreign exchange and futures contracts. The Corporate and Other segment invests in strategic financial services-oriented opportunities, allocates, deploys and monitors all capital, and maintains corporate overhead expenses and all other income and expenses that are not attributable to the other segments. The company was founded in 1995 and is headquartered in Jersey City, NJ.

UBS Americas, Inc. provides investment advice services. It offers wealth, asset management and investment banking services. The company was founded in 2000 and is headquartered in Stamford, CT.

Citigroup Global Markets, Inc. (Broker) (CGMI-Broker) is the broker/dealer division of Citigroup Global Markets, Inc., an investment bank headquartered in New York City with additional offices across the US. The firm was founded in 2004 and is a subsidiary of Citigroup Financial Products, Inc., ultimately held by Citigroup, Inc. (NYSE: C). CGMI-Broker covers all market capitalizations of the major global indices and provides macro and quantitative analysis of global markets and sector trends. Their core focus of the group is to help investing clients make informed decisions by providing value-added, independent, insightful analysis.

Cantor Fitzgerald & Co. is the investment bank and brokerage subsidiary of CFS CF & Co. I Holdings LP, which is owned by Cantor Fitzgerald LP in the US. The firm was founded by Bernie Gerald Cantor and John Fitzgerald in 1945. Headquartered in New York City, Cantor Fitzgerald offers clients a global, multi-asset prime brokerage platform with a focus on the quality middle market.

Allworth Financial Group LP engages in the provision of financial advisory services. It specializes in retirement planning, investment advising, tax planning & preparation, estate planning, and 401(k) management. The company was founded by Patrick Carl McClain and Scott Thomas Hanson in 1993 and is headquartered in Sacramento, CA.

Founded in 2008, RCap Securities, Inc. is a self-clearing broker/dealer located in New York City. The firm is a wholly-owned subsidiary of Annaly Capital Management, Inc. (NYSE: NLY), a publicly-traded REIT and manager of Agency mortgage-backed securities that was founded in 1997 and is also located in New York City. RCap Securities operates a matched book repo business, financing primarily U.S. Agency mortgage-backed securities and U.S. Treasury securities. RCap Securities also engages in the following: (1) fixed-income sales and trading (2) private placements (3) securities lending of U.S. equity (4) corporate and foreign securities (5) proprietary trading of fixed-income securities and (6) the selling of securities and non-securities related mortgage information. The firm is a member of FINRA and the SIPC.

Haltain Developments Corp. provides metal products. The company is headquartered in Abbotsford, Canada.

Part of Haltain Developments Corp., Caribbean Diversified Investments, Inc. is a Canadian company that markets and sells antioxidant sunscreens consumer products. The company is based in Thornhill, Canada.

Morgan Stanley & Co. LLC is a registered broker-dealer subsidiary of Morgan Stanley Domestic Holdings, Inc., ultimately owned by Morgan Stanley (NYSE: MS) in the US. Headquartered in New York City, the firm was founded in 1987 and provides debt and equity services including underwriting, M&A advice, securities dealing and brokerage and trade execution. Their client base ranges from large global institutional investors to hedge funds at the cutting edge of innovation in the industry.

Real Estate Investment Trusts is an American company that specializes in savings institutions that are federally chartered. The private company is based in Washington.

American Swiss Foundation operates as a non-profit organization that preserves and strengthen the friendship between the United States and Switzerland. It promotes its main program called young leaders conference that is annually held in Switzerland. The company was founded in 1945 and is headquartered in New York, NY.

SMITH HAYES Cos. operates as a holding company which provides financial advisory services. It offers asset management services to institutions, wealth management services to individuals, as well as retirement plan consulting and investment banking services to municipal and corporate clients. The company was founded by Thomas Curtis Smith and Thomas D. Hayes on January 25, 1985 and is headquartered in Lincoln, NE.

Part of Barclays PLC, E.F. Hutton & Co., Inc. is a company that provides investment and financial services. The company is based in Providence, RI.

Founded in 1987, Adviser Holdings LLC is a registered investment advisor headquartered in Naples, Florida. The firm's clients include institutional investors, high net-worth individuals, wealth management groups and family offices.

Polarity Minerals Corp. owns and explores mineral reserves. The company was founded on January 30, 2018 and is headquartered in Vancouver, Canada.

UBS Americas Holding LLC operates as a bank holding company. The company is headquartered in New York, NY.

Part of UBS Group AG, UBS Business Solutions AG is a Swiss company that provides business support services. The company is based in Zurich, Switzerland. Mike Dargan has been the CEO of the company since 2021.

Part of UBS Group AG, UBS Switzerland AG is a Swiss company that provides wealth management, retail and corporate banking services. The company is based in Zurich, Switzerland.