James Howley
Director of Finance/CFO at GUGGENHEIM STRATEGIC OPPORTUNITIES FUND
Network origin in James Howley first degree
| Entity | Entity type | Industry | |
|---|---|---|---|
Guggenheim Partners LLC
 Guggenheim Partners LLC Investment ManagersFinance Guggenheim Partners LLC provides financial services. It offers investments, securities, and insurance services. The company was founded in 1881 and is headquartered in Chicago, IL.
83
| Private Company | Investment Managers | 83 |
Van Kampen Investments, Inc.
 Van Kampen Investments, Inc. Investment ManagersFinance Van Kampen Investments, Inc. operated an investment management company that offered management and supervision of assets, open-end and closed-end mutual funds, unit investment trusts, retirement products and investment platforms. It was founded in 1968 and was headquartered in Oakbrook Terrace, IL.
35
| Extinct | Investment Managers | 35 |
Guggenheim Energy & Income Fund
 Guggenheim Energy & Income Fund Investment Trusts/Mutual FundsMiscellaneous Guggenheim Energy & Income Fund is a closed-end investment fund. It is a non-diversified, non-traded management investment company. Its objectives are to provide high income and seek capital appreciation. The company was founded on April 28, 2015 and is headquartered in Chicago, IL.
17
| Mutual Fd-Closed End | Investment Trusts/Mutual Funds | 17 |
| Mutual Fd-Closed End | Investment Trusts/Mutual Funds | 10 | |
Guggenheim Credit Income Fund 2016 T
 Guggenheim Credit Income Fund 2016 T Investment Trusts/Mutual FundsMiscellaneous Guggenheim Credit Income Fund 2016 T operates as a non-diversified closed-end management investment company. It intends to meet its investment objectives by investing primarily in privately-negotiated, loans to private middle market U.S. companies. The company was founded in September 5, 2014 and is headquartered in New York, NY.
7
| Private Company | Investment Trusts/Mutual Funds | 7 |
Guggenheim Credit Income Fund
 Guggenheim Credit Income Fund Investment Trusts/Mutual FundsMiscellaneous Guggenheim Credit Income Fund operates as a finance investment company. It provides shareholders with current income, capital preservation and long-term capital appreciation. The company was founded on September 5, 2014 and is headquartered in New York, NY.
7
| Mutual Fd-Closed End | Investment Trusts/Mutual Funds | 7 |
Chart of Companies connected to the second degree
Multi-company connection
Companies connected to James Howley via their personal network
| Company | Sector | Related people | Main position |
|---|---|---|---|
| GUGGENHEIM ENHANCED EQUITY INCOME FUND | Investment Trusts/Mutual Funds | Director/Board Member Director/Board Member Chairman Director/Board Member Director/Board Member Director of Finance/CFO Director/Board Member Director/Board Member Director of Finance/CFO Corporate Secretary Compliance Officer Chief Executive Officer Director/Board Member Director/Board Member Director/Board Member Chief Executive Officer Director/Board Member Director/Board Member | |
| GUGGENHEIM TAXABLE MUNICIPAL BOND & INVESTMENT GRADE DEBT TRUST | Investment Trusts/Mutual Funds | Director/Board Member Director/Board Member Chairman Director/Board Member Director/Board Member Director of Finance/CFO Director/Board Member Director/Board Member Director of Finance/CFO Corporate Secretary Compliance Officer Chief Executive Officer Director/Board Member Director/Board Member Director/Board Member Chief Executive Officer Director/Board Member Director/Board Member | |
| GUGGENHEIM CREDIT ALLOCATION FUND | Investment Trusts/Mutual Funds | Director/Board Member Director/Board Member Chairman Director/Board Member Director/Board Member Director/Board Member Director/Board Member Director of Finance/CFO Corporate Secretary Compliance Officer Chief Executive Officer Director/Board Member Director/Board Member Director/Board Member Chief Executive Officer Director/Board Member Director/Board Member | |
Guggenheim Strategy Funds Trust
 Guggenheim Strategy Funds Trust Investment Trusts/Mutual FundsMiscellaneous Guggenheim Strategy Funds Trust is an open-end management investment company. The trust comprises of 3 funds: Guggenheim Strategy Fund I, Guggenheim Strategy Fund II and Guggenheim Strategy Fund III, which invests in a diversified portfolio of debt securities and financial instruments. Guggenheim Strategy Funds Trust was founded on November 8, 2013 and is headquartered in Rockville, MD. | Investment Trusts/Mutual Funds | Director/Board Member Director/Board Member Chairman Director/Board Member Director/Board Member Director/Board Member Director/Board Member Treasurer Director/Board Member Director/Board Member Corporate Secretary President Director/Board Member Director/Board Member | |
Guggenheim Floating Rate & Income Fund
 Guggenheim Floating Rate & Income Fund Investment Trusts/Mutual FundsMiscellaneous Guggenheim Floating Rate & Income Fund is a newly-organized, diversified, closed-end management investment company. The Fund's objective is to provide a high level of current income while maximizing total return. It invests at least 80% of its assets in floating rate senior secured syndicated bank loans, floating rate revolving credit facilities and floating rate unsecured loans. The company offers opportunities for investors seeking an alternative to traditional fixed-income securities that may help hedge interest rate and inflation exposure. Guggenheim Floating Rate & Income Fund was founded on October 24, 2013 and is headquartered in Lisle, IL. | Investment Trusts/Mutual Funds | Director/Board Member Director/Board Member Director/Board Member Director/Board Member Director/Board Member Director/Board Member Director of Finance/CFO Corporate Secretary Compliance Officer General Counsel Chief Executive Officer Director/Board Member Director/Board Member | |
Security Investors LLC
 Security Investors LLC Investment ManagersFinance Security Investors LLC (do-business-as Guggenheim Investments) is a registered investment advisor headquartered in New York City. The firm was founded in 1962 and is a subsidiary of Rydex Holdings LLC, ultimately held by Guggenheim Partners LLC. Security Investors provides investment advisory services to separately managed accounts (SMAs) and pooled investment vehicles that are registered as investment companies. The Funds include open-end registered funds, closed-end registered funds, and exchange-traded funds. Their SMA clients may include institutions, such as insurance companies, other financial institutions, pension and profit-sharing plans, US and non-US governmental entities, colleges, hospitals, charitable organizations, endowment funds and foundations, and certain individuals and trusts. | Investment Managers | Compliance Officer Chief Executive Officer Chief Executive Officer Chief Investment Officer Director of Research - Fxd Inc Investment Committee Member | |
| MADISON COVERED CALL & EQUITY STRATEGY FUND | Investment Trusts/Mutual Funds | Director/Board Member Director/Board Member Director of Finance/CFO Director/Board Member Director of Finance/CFO Corporate Officer/Principal | |
Morgan Stanley Investment Management, Inc.
 Morgan Stanley Investment Management, Inc. Investment ManagersFinance Morgan Stanley Investment Management, Inc. (MSIM) is an investment management firm headquartered in New York City. The firm was founded in 1975 and is a subsidiary of Morgan Stanley Domestic Holdings, Inc., ultimately held by Morgan Stanley (NYSE: MS). MSIM provides discretionary and non-discretionary investment management services and products to institutional clients and individual investors. The firm also advises clients as to the appropriate allocation of assets among multiple separate accounts and/or investment companies or other pooled vehicles that the firm advises. | Investment Managers | President Comptroller/Controller/Auditor Head-Equity Investments Corporate Officer/Principal Portfolio Manager-Fixed Income | |
Invesco Capital Markets, Inc.
 Invesco Capital Markets, Inc. Investment Banks/BrokersFinance Invesco Capital Markets, Inc. provides financial services. It offers investment brokerage services to individual investors. The company is headquartered in Downers Grove, IL. | Investment Banks/Brokers | Chairman Director of Finance/CFO Compliance Officer Chief Administrative Officer Corporate Officer/Principal | |
| Guggenheim Funds Trust | Investment Trusts/Mutual Funds | Director/Board Member Compliance Officer President Director/Board Member Chairman | |
| SBL Fund | Investment Trusts/Mutual Funds | Director/Board Member Compliance Officer President Director/Board Member Chairman | |
| GUGGENHEIM ACTIVE ALLOCATION FUND | Investment Trusts/Mutual Funds | Director of Finance/CFO Corporate Secretary Compliance Officer Chief Executive Officer Director/Board Member | |
| The Wharton School of the University of Pennsylvania | College/University | Masters Business Admin Undergraduate Degree Undergraduate Degree Masters Business Admin | |
Guggenheim Partners Investment Management LLC
 Guggenheim Partners Investment Management LLC Investment ManagersFinance Guggenheim Partners Investment Management LLC (GPIM) is a registered investment advisor headquartered in Santa Monica, California. The firm was founded by Mark Walter in 2005 and is a direct subsidiary of Guggenheim Partners Investment Management Holdings LLC, ultimately owned by Guggenheim Capital LLC. GPIM provides investment advisory and supervisory services to a variety of institutional clients through separately managed accounts (SMAs) and registered and unregistered pooled investment vehicles. | Investment Managers | Chief Investment Officer Chief Executive Officer Corporate Officer/Principal Corporate Officer/Principal | |
Guggenheim Funds Distributors LLC
 Guggenheim Funds Distributors LLC Investment ManagersFinance Guggenheim Funds Distributors LLC (GFD) is a registered investment advisor headquartered in Chicago, Illinois. Formerly known as Guggenheim Distributors LLC, the firm is a subsidiary of Guggenheim Funds Services LLC and their ultimate parent is Guggenheim Partners LLC. GFD offers strategic investment solutions for financial advisors and their clients. | Investment Managers | Corporate Officer/Principal General Counsel Chief Executive Officer Analyst-Equity | |
| WESTERN ASSET INFLATION-LINKED INCOME FUND | Investment Trusts/Mutual Funds | Director/Board Member Director/Board Member Corporate Officer/Principal Corporate Officer/Principal | |
Eldridge Industries LLC
 Eldridge Industries LLC Investment ManagersFinance Eldridge Industries LLC (Eldridge Industries) is a venture capital/private equity firm founded in 2015 by Duncan Bagshaw, Todd L. Boehly and Tony Minella. The firm is headquartered in Greenwich, Connecticut. | Investment Managers | Private Equity Investor Private Equity Investor Private Equity Investor Private Equity Investor | |
| Van Kampen Advisors, Inc. | Chairman Chief Administrative Officer Corporate Officer/Principal Chief Investment Officer | ||
Nuveen Fund Advisors LLC
 Nuveen Fund Advisors LLC Investment Banks/BrokersFinance Founded in 1989, Nuveen Fund Advisors LLC is a fund distributor Chicago, Illinois. The firm is a subsidiary of Nuveen Investments, Inc. and their ultimate parent is Windy City Investments Holdings LLC. | Investment Banks/Brokers | Corporate Officer/Principal Corporate Officer/Principal Corporate Officer/Principal | |
Security Benefit Corp.
 Security Benefit Corp. Packaged SoftwareTechnology Services Security Benefit Corp. develops customized retirement solutions for employers and individual investors. It serves to the retirement savings market. The firm products for individuals include fixed annuities, mutual fund custodial and variable annuities. It offers 401(k) and 403(b) plan solutions, plan comparison and various administrative services for the insurance and financial services industry. The company also provides business processing and broker/dealer solutions tailored to the financial services marketplace. Security Benefit was founded in 1892 and is headquartered in Topeka, KS. | Packaged Software | General Counsel Chief Executive Officer Director/Board Member | |
| WESTERN ASSET INFLATION-LINKED OPPORTUNITIES & INCOME FUND | Investment Trusts/Mutual Funds | Director/Board Member Director/Board Member Corporate Secretary | |
| University of Michigan | College/University | Undergraduate Degree Masters Business Admin Undergraduate Degree | |
| University of Wisconsin | College/University | Masters Business Admin Undergraduate Degree Undergraduate Degree | |
| ADVENT CONVERTIBLE AND INCOME FUND | Investment Trusts/Mutual Funds | Director/Board Member Corporate Officer/Principal Director/Board Member | |
Guggenheim Special Purpose Acquisition Corp. I
 Guggenheim Special Purpose Acquisition Corp. I Financial ConglomeratesFinance Guggenheim Special Purpose Acquisition Corp. I operates as a blank check company. It is formed for the purpose of effecting a merger, share exchange, asset acquisition, share purchase, reorganization or similar business combination with one or more businesses. The company was founded on January 20, 2021 and is headquartered Chicago, IL. | Financial Conglomerates | Chief Executive Officer Director of Finance/CFO Director/Board Member | |
| HORIZON ACQUISITION CORPORATION II | Financial Conglomerates | Director/Board Member Director/Board Member Corporate Officer/Principal | |
| Harvard Business School | College/University | Masters Business Admin Masters Business Admin Masters Business Admin | |
| DEUTSCHE BANK AG | Investment Banks/Brokers | General Counsel Analyst-Equity Private Equity Investor | |
| Massachusetts Institute of Technology | College/University | Masters Business Admin Undergraduate Degree Undergraduate Degree | |
| The College of William & Mary | College/University | Undergraduate Degree Undergraduate Degree Undergraduate Degree | |
Guggenheim Securities LLC
 Guggenheim Securities LLC Investment Banks/BrokersFinance Guggenheim Securities LLC is a SEC-registered broker-dealer headquartered in New York City. The firm was founded in 1999 and is a subsidiary of Links Holdings LLC, ultimately held by Guggenheim Partners LLC. Guggenheim Securities’ specializations include the sales and trading of fixed-income securities and sophisticated structured products. The firm offers in-depth analysis and expert execution of trading opportunities to large institutional investors and asset originators. They offer sales and trading services relating to a wide range of instruments. | Investment Banks/Brokers | Chief Executive Officer Chief Executive Officer Corporate Officer/Principal | |
Nuveen Investments, Inc.
 Nuveen Investments, Inc. Financial ConglomeratesFinance Nuveen Investments, Inc. provides investment management and related services to retail and institutional investors. It offers investment management capabilities across a diversified set of asset classes and investment strategies through its investment management affiliates, including municipal bond, investment grade, global and high-yield bond, floating-rate bank loan, preferred securities, growth equity, value equity, global and international equity, equity income, core equity, equity index, quantitative and enhanced equity, asset allocation, balanced strategies, real asset and commodity. The company was founded by John Nuveen in 1898 and is headquartered in Chicago, IL. | Financial Conglomerates | Corporate Officer/Principal Corporate Officer/Principal Comptroller/Controller/Auditor | |
| Rydex Variable Trust | Investment Trusts/Mutual Funds | Corporate Secretary Chief Executive Officer | |
| Babson College | College/University | Undergraduate Degree Undergraduate Degree | |
| Rydex Series Funds | Corporate Secretary Chief Executive Officer | ||
| Northern Illinois University | College/University | Graduate Degree Undergraduate Degree |
Statistics
International
| United States | 50 |
| Canada | 2 |
Sectoral
| Miscellaneous | 25 |
| Finance | 17 |
| Consumer Services | 8 |
| Technology Services | 2 |
Operational
| Director/Board Member | 452 |
| Corporate Officer/Principal | 223 |
| Independent Dir/Board Member | 171 |
| President | 123 |
| Chief Executive Officer | 92 |
Most connected contacts
| Insiders | |
|---|---|
| John Louis Sullivan | 46 |
| Robert Froehlich | 42 |
| Donald Christopher Cacciapaglia | 40 |
| Roman Friedrich | 38 |
| Philip N. Duff | 32 |
| Brian Edward Binder | 32 |
| Ronald Nyberg | 30 |
| Joanna M. Catalucci | 28 |
| William Rybak | 27 |
| Thomas Christopoul | 27 |
| Amy Lee | 25 |
| Randall Barnes | 25 |
| Steve M. Hill | 25 |
| Maynard F. Oliverius | 24 |
| Ronald Toupin | 24 |
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