Jack Francis McCarthy

Finance

Consumer Services

Profile

Mr. Jack F.
McCarthy, Jr., is Registered Senior Client Associate at Merrill Lynch, Pierce, Fenner & Smith, Inc. Prior to joining Merrill Lynch in September 2010, Mr. McCarthy was a Principal at Morgan Stanley Smith Barney Private Management LLC, Citigroup Global Markets, Inc., Morgan Stanley & Co., Inc., and Salomon Smith Barney, Inc. Mr. McCarthy received his Bachelor of Science degree from St. Lawrence University.
He holds series 7,63 and 66 licenses.

Former positions of Jack Francis McCarthy

Companies	Position	End
Citigroup Global Markets, Inc. Citigroup Global Markets, Inc. Investment Banks/BrokersFinance Citigroup Global Markets, Inc. engages in the provision of brokerage, investment banking, and asset management services to individuals, businesses, and governments. The company was founded by Julie E. Silcock and is headquartered in New York, NY.	Corporate Officer/Principal	29/09/2010
Morgan Stanley Smith Barney Private Management LLC Morgan Stanley Smith Barney Private Management LLC Investment ManagersFinance Founded in 1999, Morgan Stanley Smith Barney Private Management LLC is a registered investment advisor headquartered in New York City. The firm is a wholly-owned subsidiary of Morgan Stanley Smith Barney Holdings LLC.	Corporate Officer/Principal	29/09/2010
Morgan Stanley & Co. LLC Morgan Stanley & Co. LLC Investment Banks/BrokersFinance Morgan Stanley & Co. LLC is a registered broker-dealer subsidiary of Morgan Stanley Domestic Holdings, Inc., ultimately owned by Morgan Stanley (NYSE: MS) in the US. Headquartered in New York City, the firm was founded in 1987 and provides debt and equity services including underwriting, M&A advice, securities dealing and brokerage and trade execution. Their client base ranges from large global institutional investors to hedge funds at the cutting edge of innovation in the industry.	Corporate Officer/Principal	30/05/2008
Salomon Smith Barney, Inc.	Corporate Officer/Principal	30/01/2005

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Training of Jack Francis McCarthy

St. Lawrence University

Undergraduate Degree

Experiences
Positions held

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Inactive

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Private companies

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Connections

100 +

1st degree connections

1st degree companies

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Linked companies

Private companies	4
Citigroup Global Markets, Inc. Citigroup Global Markets, Inc. Investment Banks/BrokersFinance Citigroup Global Markets, Inc. engages in the provision of brokerage, investment banking, and asset management services to individuals, businesses, and governments. The company was founded by Julie E. Silcock and is headquartered in New York, NY.	Finance
Salomon Smith Barney, Inc.	Finance
Morgan Stanley & Co. LLC Morgan Stanley & Co. LLC Investment Banks/BrokersFinance Morgan Stanley & Co. LLC is a registered broker-dealer subsidiary of Morgan Stanley Domestic Holdings, Inc., ultimately owned by Morgan Stanley (NYSE: MS) in the US. Headquartered in New York City, the firm was founded in 1987 and provides debt and equity services including underwriting, M&A advice, securities dealing and brokerage and trade execution. Their client base ranges from large global institutional investors to hedge funds at the cutting edge of innovation in the industry.	Finance
Morgan Stanley Smith Barney Private Management LLC Morgan Stanley Smith Barney Private Management LLC Investment ManagersFinance Founded in 1999, Morgan Stanley Smith Barney Private Management LLC is a registered investment advisor headquartered in New York City. The firm is a wholly-owned subsidiary of Morgan Stanley Smith Barney Holdings LLC.	Finance

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