Douglas Siegel
Compliance Officer at OPPENHEIMER HOLDINGS INC.
Profile
Douglas Siegel is currently the Chief Compliance Officer & Managing Director at Oppenheimer Holdings, Inc. Prior to this, he worked as the Managing Director & Chief Compliance Officer at UBS Financial Services, Inc. from 1998 to 2015.
He obtained his undergraduate degree from Syracuse University in 1985.
Douglas Siegel active positions
Companies | Position | Start |
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OPPENHEIMER HOLDINGS INC. | Compliance Officer | - |
Former positions of Douglas Siegel
Companies | Position | End |
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UBS Financial Services, Inc.
UBS Financial Services, Inc. Investment ManagersFinance UBS Financial Services, Inc. is a registered investment advisor and wealth management firm headquartered in Weehawken, New Jersey. The firm is a wholly-owned subsidiary of UBS Americas Inc., ultimately held by UBS Group AG (SWX: UBSG; NYSE: UBS) in Switzerland. Founded in 1969, UBS Financial Services provides investment advisory services to individuals, banks, thrift institutions, mutual funds and other investment companies, pension and employee benefit plans, trusts, estates, charities, corporations and other business and government entities. | Chief Executive Officer | 31/10/2015 |
Training of Douglas Siegel
Syracuse University | Undergraduate Degree |
Experiences
Positions held
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Members of the board
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Linked companies
Listed companies | 1 |
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OPPENHEIMER HOLDINGS INC. | Finance |
Private companies | 1 |
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UBS Financial Services, Inc.
UBS Financial Services, Inc. Investment ManagersFinance UBS Financial Services, Inc. is a registered investment advisor and wealth management firm headquartered in Weehawken, New Jersey. The firm is a wholly-owned subsidiary of UBS Americas Inc., ultimately held by UBS Group AG (SWX: UBSG; NYSE: UBS) in Switzerland. Founded in 1969, UBS Financial Services provides investment advisory services to individuals, banks, thrift institutions, mutual funds and other investment companies, pension and employee benefit plans, trusts, estates, charities, corporations and other business and government entities. | Finance |
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