Profile
Mr. Dan H. Arnold is a President & Chief Executive Officer at LPL Financial LLC, a President, Chief Executive Officer & Director at LPL Financial Holdings, Inc. and a President & Director at LPL Holdings, Inc. He is on the Board of Directors at LPL Financial Holdings, Inc., Bank Insurance & Securities Association and LPL Holdings, Inc. He has served as firm president since March 2015, with responsibility for our primary client-facing functions and long-term strategy for growth. He served as firm chief financial officer from June 2012 to March 2015 and was responsible for formulating financial policy, leading our capital management efforts, and ensuring the effectiveness of the organization’s financial functions. Prior to 2012, he was managing director, head of strategy, with responsibility for long-term strategic planning for the firm, product and platform development, and strategic investments, including acquisitions. He has also served as divisional president of our Institution Services. He joined firm in January 2007 following our acquisition of UVEST Financial Services Group, Inc. (“UVEST”). Prior to joining, Mr. Arnold worked at UVEST for 13 years, serving most recently as president and chief operating officer. From April 2015 to July 2018, he served on the board of directors of the Securities Industry and Financial Markets Association. Mr. Arnold earned a B.S. in electrical engineering from Auburn University and holds an M.B.A. in finance from Georgia State University.
Dan Arnold active positions
| Companies | Position | Start |
|---|---|---|
Bank Insurance & Securities Association
Bank Insurance & Securities Association Miscellaneous Commercial ServicesCommercial Services Business association | Director/Board Member | - |
American Securities Association
American Securities Association Miscellaneous Commercial ServicesCommercial Services Operates as a trade association for wealth management and capital markets | Director/Board Member | 31/03/2019 |
Former positions of Dan Arnold
| Companies | Position | End |
|---|---|---|
| LPL FINANCIAL HOLDINGS INC. | Chief Executive Officer | 30/09/2024 |
LPL Financial LLC
LPL Financial LLC Investment ManagersFinance LPL Financials’ advisory services are made available to clients primarily through individuals associated with LPL as investment advisor representatives (IARs). The IARs has access to various research reports and model portfolios to which they may refer in determining investment advice IAR provides to clients. The IAR chooses their own research methods, investment style and management philosophy. | Chief Executive Officer | 30/09/2024 |
Securities Industry & Financial Markets Association, Inc.
Securities Industry & Financial Markets Association, Inc. Miscellaneous Commercial ServicesCommercial Services Operates a lobbying association for the financial services industry | Director/Board Member | 30/06/2018 |
UVEST Financial Services Group, Inc.
UVEST Financial Services Group, Inc. Finance/Rental/LeasingFinance Provides third party brokerage services | President | 01/01/2007 |
LPL Holdings, Inc.
LPL Holdings, Inc. Investment ManagersFinance Operates as a holding company with interest in the investment industry | President | - |
Training of Dan Arnold
Experiences
Positions held
Active
Inactive
Listed companies
Private companies
Connections
1st degree connections
1st degree companies
Male
Female
Members of the board
Executives
Linked companies
| Private companies | 12 |
|---|---|
Arnold & Porter LLP
Arnold & Porter LLP Miscellaneous Commercial ServicesCommercial Services Provides legal services | Commercial Services |
BellSouth LLC
BellSouth LLC Major TelecommunicationsCommunications Provides telecommunications services | Communications |
UVEST Financial Services Group, Inc.
UVEST Financial Services Group, Inc. Finance/Rental/LeasingFinance Provides third party brokerage services | Finance |
Optimum Fund Trust
Optimum Fund Trust Investment Trusts/Mutual FundsMiscellaneous Acts as Open-End Investment Fund/Unit Trust | Miscellaneous |
LPL Financial Holdings, Inc.
LPL Financial Holdings, Inc. Investment Banks/BrokersFinance Operates as an investment holding company with interests in technology, brokerage and investment advisory services | Finance |
LPL Financial LLC
LPL Financial LLC Investment ManagersFinance LPL Financials’ advisory services are made available to clients primarily through individuals associated with LPL as investment advisor representatives (IARs). The IARs has access to various research reports and model portfolios to which they may refer in determining investment advice IAR provides to clients. The IAR chooses their own research methods, investment style and management philosophy. | Finance |
Auburn University
Auburn University Other Consumer ServicesConsumer Services Functions as a College/University | Consumer Services |
Georgia State University
Georgia State University Other Consumer ServicesConsumer Services Functions as a College/University | Consumer Services |
LPL Holdings, Inc.
LPL Holdings, Inc. Investment ManagersFinance Operates as a holding company with interest in the investment industry | Finance |
Securities Industry & Financial Markets Association, Inc.
Securities Industry & Financial Markets Association, Inc. Miscellaneous Commercial ServicesCommercial Services Operates a lobbying association for the financial services industry | Commercial Services |
Bank Insurance & Securities Association
Bank Insurance & Securities Association Miscellaneous Commercial ServicesCommercial Services Business association | Commercial Services |
American Securities Association
American Securities Association Miscellaneous Commercial ServicesCommercial Services Operates as a trade association for wealth management and capital markets | Commercial Services |
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