Connie Wyllie

Compliance Officer at

TFC Financial Management, Inc.

Consumer Services

Finance

Profile

Ms. Constance H.
Wyllie is a Chief Compliance Officer & Vice President of Client Service & Operations at TFC Financial Management, Inc. She has been with TFC Financial Management since 1985.
She is responsible for the firm’s overall compliance program and adherence to State and Federal regulatory requirements.
In addition, she oversees all aspects of portfolio administration, trading, and quarterly client reporting, including supervision of the firm's portfolio accounting, CRM and trading systems.
As a participant of TFC’s Investment Committee, she is responsible for the accurate and timely implementation of the committee’s strategic decisions.
She also provides client relationship support.
She is currently enrolled in the Investment Adviser Certified Compliance Professional designation program.
She is a graduate of Becker College, where she received a B.S.
degree in Business Administration.
She has also received her Financial Paraplanner certification from The College of Financial Planning.

Connie Wyllie active positions

Companies	Position	Start
TFC Financial Management, Inc. TFC Financial Management, Inc. Investment ManagersFinance TFC Financial primarily utilizes no-load mutual funds and ETFs, and their portfolios are generally global in scope and value oriented. The firm employs a “core-passive” approach in both the fixed income and equity segments of balanced portfolios.	Compliance Officer	31/12/1984

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Private companies	2
Becker College Becker College Other Consumer ServicesConsumer Services Functions as a College/University	Consumer Services
TFC Financial Management, Inc. TFC Financial Management, Inc. Investment ManagersFinance TFC Financial primarily utilizes no-load mutual funds and ETFs, and their portfolios are generally global in scope and value oriented. The firm employs a “core-passive” approach in both the fixed income and equity segments of balanced portfolios.	Finance