Governance China Merchants Securities Co., Ltd.

Equities

600999

CNE100000HK9

Investment Banking & Brokerage Services

End-of-day quote Shanghai S.E. 11/09/2024 5-day change 1st Jan Change
14.91 CNY -0.93% Intraday chart for China Merchants Securities Co., Ltd. 0.00% +9.31%

Executive Committee: China Merchants Securities Co., Ltd.

Manager
Positions heldSince
Hong Yan Yin

Hong Yan Yin

53 year

Human Resources Officer 31/07/2018
Jie Liu

Jie Liu

52 year

Director of Finance/CFO 20/04/2023
Corporate Secretary 20/04/2023
Jun Chen

Jun Chen

46 year

Comptroller/Controller/Auditor 31/01/2023
Zong Min Wu

Zong Min Wu

58 year

President 12/01/2022
Li Luo

Li Luo

Investor Relations Contact -

Composition of the Board of Directors: China Merchants Securities Co., Ltd.

Director
CommitteesSince
Da Huo

Da Huo

56 year

Nominating Committee 30/04/2017
Rui Jun Zhang

Rui Jun Zhang

62 year

Audit Committee 29/06/2014
Compensation Committee 06/09/2023
Nominating Committee 29/06/2014
Audit Committee Chair 06/09/2023
Wei Wu Liu

Wei Wu Liu

60 year

Audit Committee 14/06/2021
Nominating Committee 31/05/2018
Compensation Committee Chair 31/05/2018
Jin Hua Feng

Jin Hua Feng

68 year

Audit Committee 25/06/2019
Compensation Committee 25/06/2019
Nominating Committee 25/06/2019
Xiao Fei Li

Xiao Fei Li

54 year

Compensation Committee 11/01/2023
Nominating Committee 11/01/2023
Ming Wen Zhang

Ming Wen Zhang

46 year

Nominating Committee 28/04/2024
Executive Committee Chair 28/04/2024
Xin Chen

Xin Chen

55 year

Compensation Committee Chair 27/06/2024
Ying-Chi Yip

Ying-Chi Yip

60 year

Compensation Committee 27/06/2024
Jian Huang

Jian Huang

55 year

Audit Committee 25/03/2018
Wei Dong Deng

Wei Dong Deng

57 year

Compensation Committee 08/10/2020
Jian Zhang

Jian Zhang

59 year

Compensation Committee 24/08/2023
Xiao Cao

Xiao Cao

53 year

Director/Board Member 17/01/2024
Independent Dir/Board Member 17/01/2024
Bo Yin Ma

Bo Yin Ma

49 year

Director/Board Member 17/01/2024
Li Wei Zhu

Li Wei Zhu

53 year

Director/Board Member 24/08/2023
Lusha Ding

Lusha Ding

45 year

Director/Board Member 29/06/2023
Jun Chen

Jun Chen

46 year

Director/Board Member 08/03/2023
Zong Min Wu

Zong Min Wu

58 year

Director/Board Member 28/04/2022
Yun Chun Ma

Yun Chun Ma

55 year

Director/Board Member 25/05/2017
Zhang Wei Wang

Zhang Wei Wang

52 year

Director/Board Member 25/05/2017
Luqiang Peng

Luqiang Peng

56 year

Director/Board Member 29/06/2023
Hong Yan Yin

Hong Yan Yin

53 year

Director/Board Member 31/07/2007

Former Officers and Directors: China Merchants Securities Co., Ltd.

Insider
Positions held
SinceUntil
Qun Zou
Qun Zou
Director/Board Member 29/10/2020 27/06/2024
Hua Xiang
Hua Xiang
Director/Board Member 25/05/2017 27/06/2024
Independent Dir/Board Member 25/05/2017 27/06/2024
Min He
Min He
Director/Board Member 30/06/2009 17/01/2024
Director of Finance/CFO 31/01/2019 17/01/2024
Corporate Officer/Principal 31/03/2009 31/01/2019
Linda Lei Zhou
Linda Lei Zhou
Chairman 30/06/2014 01/11/2023
Hong Gao
Hong Gao
Director/Board Member 29/02/2020 10/08/2023
Wen Wang
Wen Wang
Director/Board Member 27/06/2019 18/05/2023
Hui Feng Wu
Hui Feng Wu
Director/Board Member 30/04/2004 30/11/2014
Corporate Secretary 30/11/2014 20/04/2023
Zhen Zhang
Zhen Zhang
Director/Board Member 29/10/2020 13/04/2023
Min Su
Min Su
Director/Board Member 31/05/2016 30/03/2023
Wei Hua Shen
Wei Hua Shen
Comptroller/Controller/Auditor 29/02/2020 08/03/2023
Director/Board Member 29/10/2020 08/03/2023
Lei Peng
Lei Peng
Director/Board Member 31/07/2007 11/01/2023
Ti Wong
Ti Wong
Director/Board Member 20/08/2019 28/11/2022
Independent Dir/Board Member 20/08/2019 28/11/2022
Da Xiong Wang
Da Xiong Wang
Director/Board Member 31/05/2016 12/05/2022
Xian Liang Xiong
Xian Liang Xiong
Director/Board Member 30/11/2014 20/01/2022
Xiao Li Deng
Xiao Li Deng
Corporate Officer/Principal 31/10/2005 01/11/2021
Jian Tao Xiong
Jian Tao Xiong
Director/Board Member 25/05/2017 06/10/2021
Chief Executive Officer 14/12/2018 06/10/2021
Chief Operating Officer 25/05/2017 06/10/2021
President 14/12/2018 06/10/2021
Jian Su
Jian Su
Director/Board Member 30/06/2017 15/04/2021
Zhigang Xiong
Zhigang Xiong
Director/Board Member 25/05/2017 29/10/2020
Wei Xiong
Wei Xiong
Director/Board Member 13/07/2019 -
Independent Dir/Board Member 13/07/2019 -
Di Wang
Di Wang
Director/Board Member 31/12/2017 09/06/2019
Independent Dir/Board Member 31/12/2017 09/06/2019
Zhi Gang Chen
Zhi Gang Chen
Director/Board Member 26/07/2017 30/05/2019
Yi Zheng Sun
Yi Zheng Sun
Corporate Officer/Principal 31/10/2009 22/11/2018
Yan Wang
Yan Wang
Director/Board Member 22/12/2011 16/08/2018
Chief Executive Officer 18/01/2012 16/08/2018
President 18/01/2012 16/08/2018
Jun Yang
Jun Yang
Director/Board Member 31/05/2011 31/12/2017
Independent Dir/Board Member 31/05/2011 31/12/2017
Hong Gao Hu
Hong Gao Hu
Director/Board Member 25/05/2017 -
Independent Dir/Board Member 25/05/2017 -
Hou Fa Xiao
Hou Fa Xiao
Director/Board Member 25/05/2017 -
Independent Dir/Board Member 25/05/2017 -
Hai Wu Zhu
Hai Wu Zhu
Director/Board Member 30/06/2016 -
Independent Dir/Board Member 30/06/2016 -
Yin Ping Kwong
Yin Ping Kwong
Corporate Secretary 31/03/2016 -
Xiao Yuan Hong
Xiao Yuan Hong
Director/Board Member 17/05/2012 31/01/2016
Hua Xu
Hua Xu
Director/Board Member 30/06/2013 31/12/2015
Independent Dir/Board Member 30/06/2013 31/12/2015
Hui Ping Ding
Hui Ping Ding
Director/Board Member 30/06/2014 -
Independent Dir/Board Member 30/06/2014 -
Li Hua
Li Hua
Director/Board Member 30/06/2014 -
Jian Guo
Jian Guo
Director/Board Member 30/04/2014 -
Corporate Secretary 30/04/2014 -
Xi Qun Yi
Xi Qun Yi
Director/Board Member 31/07/2013 -
Independent Dir/Board Member 31/07/2013 -
Dong Cao
Dong Cao
Director/Board Member 30/04/2014 -
Min Wen Li
Min Wen Li
Corporate Officer/Principal 30/06/2009 31/01/2013
Ling Su
Ling Su
Corporate Officer/Principal 31/08/2007 31/12/2011
Jia Lin Liu
Jia Lin Liu
Director/Board Member 31/07/2011 -
Independent Dir/Board Member 31/07/2011 -
Xiao Bing Fang
Xiao Bing Fang
Director/Board Member 30/06/2011 -
Ze Hong Zhang
Ze Hong Zhang
Director/Board Member 30/06/2011 -
Xi Kun Guo
Xi Kun Guo
Director/Board Member 30/11/2001 30/04/2011
Edward Ding
Edward Ding
Director/Board Member 18/11/2009 30/04/2011
Corporate Officer/Principal 18/11/2009 30/04/2011
Corporate Officer/Principal 30/09/2011 06/04/2017
Liang Liang
Liang Liang
Chief Investment Officer 31/12/2007 31/12/2010
Jian Hua Wan
Jian Hua Wan
Director/Board Member 18/11/2009 31/10/2010
Li Sun
Li Sun
Corporate Officer/Principal 31/08/2005 28/02/2010
Xin He
Xin He
Corporate Officer/Principal 30/04/2005 31/08/2009
Feng Wen
Feng Wen
Corporate Officer/Principal 30/11/2006 30/06/2009
Gang Feng Fu
Gang Feng Fu
Director/Board Member 18/11/2009 -
Yue Heng Tan
Yue Heng Tan
Chairman 31/12/2002 31/12/2006
Jin Chen
Jin Chen
Corporate Officer/Principal 31/12/2001 31/12/2002
Shao Lin Gong
Shao Lin Gong
Chairman 31/10/2001 -
Hai Bin Zhu
Hai Bin Zhu
Director/Board Member 30/06/2007 -
Gui Feng Zhan
Gui Feng Zhan
Director/Board Member 30/06/2011 -
Ding Dong Hu
Ding Dong Hu
Corporate Officer/Principal - -
Hong Qing Zheng
Hong Qing Zheng
Director/Board Member 18/11/2009 -
Independent Dir/Board Member 03/10/2011 -
Yun Cai
Yun Cai
Director/Board Member 18/11/2009 -
Shu Guang Li
Shu Guang Li
Director/Board Member 18/11/2009 -
Independent Dir/Board Member 03/10/2011 -
Wei Jia Yu
Wei Jia Yu
Chief Operating Officer 03/10/2011 -
Corporate Officer/Principal - -
Kun Yang
Kun Yang
President 18/11/2009 -
Yuan Wang
Yuan Wang
Director/Board Member 18/11/2009 -
Independent Dir/Board Member 03/10/2011 -
Tie Sheng Ma
Tie Sheng Ma
Director/Board Member 18/11/2009 -
Independent Dir/Board Member 03/10/2011 -
Xin Hua Wu
Xin Hua Wu
Corporate Officer/Principal - -
Fang Gan
Fang Gan
Corporate Officer/Principal - -
Zhi Feng Lin
Zhi Feng Lin
Director/Board Member - -
Wei Hua Zhang
Wei Hua Zhang
Compliance Officer - 14/01/2016
General Counsel 18/11/2009 -
Yue Ying Sun
Yue Ying Sun
Director/Board Member 18/11/2009 -
Lu Ming Jiang
Lu Ming Jiang
Chairman 03/10/2011 -
Wei Qing Tang
Wei Qing Tang
Corporate Officer/Principal 03/10/2011 -
Jie Si Wu
Jie Si Wu
Director/Board Member - -
Independent Dir/Board Member - -

Age distribution of managers

Parity Men Women

Male 22
Female 2

Of which Executive Committee

Male 4
Female 1

Of which Directors

Male 20
Female 1
ESG Refinitiv
C-

Environment

Emissions
Innovation
Use of resources

Social

Social commitment
Human Rights
Product liability
Human Resources

Governance

CSR Strategy
Management
Shareholders

Controversy

Controversy
Logo China Merchants Securities Co., Ltd.
CHINA MERCHANTS SECURITIES CO., LTD is a China-based company, principally engaged in security businesses. The Company operates its businesses through brokerage and wealth management business, including stocks, funds, bonds and financial products trading; investment banking business, including equity financing, debt financing and structured financing; investment management business, including collective asset management, targeted asset management and special asset management, as well as investment and trading business, including equity securities and fixed income securities transactions. The Company is principally engaged in its businesses in Guangdong Province, Shanghai, Beijing and Hong Kong.
Employees
12,769
More about the company

Departures of Key Persons

Lu Ming Jiang
-
Lu Ming Jiang

Chairman

03/10/2011 -

Shao Lin Gong
-
Shao Lin Gong

Chairman

31/10/2001 -

Yue Heng Tan
-
Yue Heng Tan

Chairman

31/12/2002 31/12/2006

Yan Wang
-
Yan Wang

Chief Executive Officer

18/01/2012 16/08/2018

Jian Tao Xiong
-
Jian Tao Xiong

Chief Executive Officer

14/12/2018 06/10/2021

Linda Lei Zhou
-
Linda Lei Zhou

Chairman

30/06/2014 01/11/2023

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