Business description: Capital Securities Corporation

Capital Securities Corp is a Taiwan-based company engaged in brokerage, proprietary and underwriting business. The brokerage department is engaged in domestic and foreign securities, futures and options, handling delivery matters and securities margin trading and lending business. The wealth management department is engaged in wealth management business planning, asset allocation, and trust property management. The corporate finance department guides enterprises to handle public offerings, listings, and other fund raising and underwriting. The proprietary department is engaged in the own trading of securities in centralized trading markets and over-the-counter markets. The bond department operates domestic and foreign bonds, bond derivatives, exchange-traded open-end Exchange Traded Fund (ETFs). The derivatives department issues and trades derivative financial products. The service agency department provides services related to listed and publicly and privately issued companies.

Number of employees: 1,818

Sales by Activity: Capital Securities Corporation

Fiscal Period: December 2021 (TWD) 2022 (TWD) 2023 (TWD) 2024 (TWD) 2025 (TWD)

Brokerage

7.82B 5.1B 5.52B 8.3B 8.8B

Future

2.44B 2.78B 2.21B 2.64B 2.9B

Self operating department

1.9B 244M 3.56B 4.25B 5.47B

Derivatives Department

834M -47.78M 1.21B 1.63B 1.83B

Corporate Finance Segment

382M 346M 310M 374M 454M

Others

193M 107M 191M 291M 134M

Adjustments and Eliminations

-290M -311M -259M -342M -366M

Geographical breakdown of sales: Capital Securities Corporation

Fiscal Period: December 2021 (TWD) 2022 (TWD) 2023 (TWD) 2024 (TWD) 2025 (TWD)

Executive Committee: Capital Securities Corporation

Manager TitleAgeSince
Chief Executive Officer - 24/08/2022
Investor Relations Contact - -
Corporate Officer/Principal - -
Corporate Officer/Principal - -
Corporate Officer/Principal - -

Composition of the Board of Directors: Capital Securities Corporation

Director TitleAgeSince
Director/Board Member - 23/06/2019
Director/Board Member - 31/12/1993
Director/Board Member 68 -
Director/Board Member - 04/03/2012
Director/Board Member - 26/10/2011
Director/Board Member - 19/05/2015
Director/Board Member - 23/06/2019
Chairman - -
Director/Board Member - -
Director/Board Member - -

Shareholders: Capital Securities Corporation

NameStocks%Valuation
Truswell Investment Co., Ltd.
3.52 %
76,405,643 3.52 % 94 M NT$
Pao Tsuo Investment Co. Ltd.
3.495 %
75,871,574 3.495 % 93 M NT$
Pao Sheng Investment Co. Ltd. /Entie/
3.331 %
72,313,817 3.331 % 89 M NT$
Tai Sheng Investment Co., Ltd. /Tw/
3.291 %
71,454,831 3.291 % 88 M NT$
Hung Chia Investment Co. Ltd.
2.98 %
64,689,914 2.98 % 80 M NT$

Company details: Capital Securities Corporation

Capital Securities Corp.

11F, No.156, Section 3

105 96, Taipei

+886 2 8789 8888

http://www.capital.com.tw
address Capital Securities Corporation(6005)

Group companies: Capital Securities Corporation

NameCategory and Sector
Investment Banks/Brokers
Investment Banks/Brokers
Investment Banks/Brokers
Investment Banks/Brokers

Brokerage Services

Change 5-day change 1-year change 3-year change Capi.($)
-5.90%-7.27%+67.03%+161.09% 2.79B
-0.56%-5.98%-17.15%+24.95% 41.76B
+3.27%+5.12%-8.09%+14.58% 40.45B
-1.05%-3.72%+66.94%+328.17% 38.46B
+2.00%-3.65%-6.48%+76.27% 16.22B
+0.57%-4.11%-7.22%-10.76% 10.36B
-3.24%-7.78%-23.38%-27.30% 8.04B
-0.97%-9.63%-4.05%+5.56% 7.44B
+0.66%-2.88%-15.49%-9.17% 6.06B
+0.55%-4.58%+16.73%+56.21% 6.03B
Average -0.47%-2.92%+6.88%+61.96% 17.76B
Weighted average by Cap. +0.36%-1.75%+7.47%+89.71%
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