Governance B. Riley Financial, Inc.

RILY

US05580M1080

Investment Banking & Brokerage Services

Market Closed - Nasdaq Other stock markets 21:00:00 06/09/2024 BST			5-day change	1st Jan Change
5.380 ^USD	+1.70%		+9.46%	-74.37%

08-28	Sector Update: Financial Stocks Mixed Late Afternoon	MT
08-28	Sector Update: Financial Stocks Edge Lower Wednesday Afternoon	MT

Executive Committee: B. Riley Financial, Inc.

Manager

Positions heldSince

Bryant Riley

57 year

Chief Executive Officer

17/06/2014

Timothy Wood

Chief Tech/Sci/R&D Officer

31/12/2005

Nancy O. Feeney

Human Resources Officer

31/01/2022

Mike Frank

Investor Relations Contact

31/01/2021

Daniel Shribman

40 year

Chief Investment Officer

11/09/2019

Howard Weitzman

62 year

Comptroller/Controller/Auditor

30/11/2009

Kenneth Young

60 year

President

09/07/2018

Alan Forman

63 year

General Counsel	30/04/2015
Corporate Secretary	30/04/2015

Tom Kelleher

56 year

Chief Executive Officer

09/07/2018

Phillip Ahn

54 year

Chief Operating Officer	17/04/2013
Director of Finance/CFO	17/04/2013

Composition of the Board of Directors: B. Riley Financial, Inc.

Director

CommitteesSince

Bryant Riley

57 year

Chairman

17/06/2014

Renée LaBran

64 year

Audit Committee	11/08/2021
Governance Committee	11/08/2021
Audit Committee Chair	20/10/2021
Compensation Committee Chair	20/10/2021
Nominating Committee Chair	20/10/2021

Marian Walters

61 year

Governance Committee Chair	11/07/2019
Compensation Committee	15/11/2020
Governance Committee	15/11/2020
Nominating Committee	15/11/2020

Bob Antin

74 year

Compensation Committee Chair	19/04/2015
Compensation Committee	31/05/2017
Governance Committee	31/05/2017

Robert D'Agostino

57 year

Audit Committee	19/10/2015
Compensation Committee Chair	19/10/2015

Michael Sheldon

64 year

Compensation Committee

02/07/2017

Randy Paulson

62 year

Audit Committee Chair

17/06/2020

Tom Kelleher

56 year

Director/Board Member

19/10/2015

Tamara Brandt

49 year

Director/Board Member	20/12/2021
Independent Dir/Board Member	20/12/2021

Latest Appointments: B. Riley Financial, Inc.

B. Riley Financial Announces the Addition of Virginia Schnippel as A Managing Director	03-25	CI
Franchise Group names Andrew Laurence as new CEO	01-23	RE
Franchise Group CEO steps down amid SEC probe - Bloomberg News	01-22	RE
B. Riley Financial, Inc. Announces Mikel Williams Steps Down from Board of Directors	19/10/22	CI
B. Riley Expands Forensic & Litigation Consulting Division with Four Senior Professionals	11/01/22	CI
B. Riley Financial Inc. Appoints Tammy Brandt to Its Board of Directors	21/12/21	CI
B. Riley Financial Announces Director Appointments	18/10/21	CI

More news

Former Officers and Directors: B. Riley Financial, Inc.

Insider

Positions heldSinceUntil

Tim Bottrell

Corporate Officer/Principal

31/08/2020

30/04/2024

Martin Bernstein

Corporate Officer/Principal

04/03/2021

31/01/2024

Mikel Williams

Director/Board Member	19/10/2015	17/10/2022
Independent Dir/Board Member	19/10/2015	17/10/2022

Todd D. Sims

Director/Board Member	03/10/2016	13/09/2020
Independent Dir/Board Member	03/10/2016	13/09/2020

Andrew Gumaer

Director/Board Member	-	17/06/2020
Chief Executive Officer	06/05/2009	17/06/2014
Chairman	06/05/2009	17/06/2014
Independent Dir/Board Member	06/05/2009	-

Ian McCulley

Private Equity Investor

31/03/2017

31/01/2019

Richard Lee Todaro

Director/Board Member	27/07/2014	30/06/2018
Independent Dir/Board Member	27/07/2014	30/06/2018

Gary Wunderlich

Director/Board Member

02/07/2017

30/06/2018

Mark J. Grant

Corporate Officer/Principal

07/01/2018

Michael Frenz

Corporate Officer/Principal

31/12/2013

30/12/2017

Rick Hendrix

Director/Board Member

31/05/2017

12/10/2017

Brian Schulze

Corporate Officer/Principal

30/04/2016

28/02/2017

Matthew Hart

Director/Board Member	06/08/2009	31/10/2015
Independent Dir/Board Member	20/09/2011	31/10/2015

Hugh G. Hilton

Director/Board Member	06/08/2009	19/10/2015
Independent Dir/Board Member	19/09/2011	19/10/2015

John Nance

Consultant / Advisor

30/11/2013

29/06/2015

Scott K. Carpenter

Corporate Officer/Principal

06/08/2009

30/09/2014

Harvey M. Yellen

Director/Board Member	12/09/2010	24/08/2014
Chief Operating Officer	12/09/2010	17/04/2013
President	06/08/2009	17/06/2014

Mark Klein

Director/Board Member	06/08/2009	21/08/2014
Independent Dir/Board Member	19/09/2011	21/08/2014

Daniel Williams

Corporate Officer/Principal

23/06/2014

Sean Dougherty

Private Equity Investor	30/09/2013	28/02/2014
President	30/09/2013	28/02/2014

Michael Levitt

Director/Board Member	06/08/2009	30/01/2013
Independent Dir/Board Member	19/09/2011	30/01/2013

Robert J. Musur

Corporate Officer/Principal

30/10/2012

Chad P. Yutka

Corporate Officer/Principal

30/01/2012

Thomas E. Pabst

Chief Operating Officer

29/11/2009

02/09/2010

John Bankert

Corporate Officer/Principal

28/02/2010

Romano Castelli

Corporate Officer/Principal

26/01/2010

Richard Senkpeil

Corporate Officer/Principal

15/09/2009

Bob Moore

Corporate Officer/Principal

08/09/2009

Paul S. Erickson

Director of Finance/CFO	06/08/2009	17/04/2013
Corporate Officer/Principal	17/04/2013	-

Mark P. Naughton

General Counsel	06/08/2009	-
Corporate Secretary	20/09/2011	-

Jonathan Israel Berger

Director/Board Member

06/08/2009

Mark J. Weitz

Corporate Officer/Principal

26/01/2010

Lucius Taylor

Corporate Officer/Principal

30/06/2006

31/07/2007

Scott Aubitz

Private Equity Investor

31/08/1995

31/05/1999

Michael Kramer

Corporate Officer/Principal

Gary Mintz

Chairman

04/08/2009

Michelle Kahan

Public Communications Contact	-	-
Sales & Marketing	-	-

James W. Lew

Corporate Officer/Principal

31/08/2003

David Seiden

Corporate Officer/Principal

Connie Stevens

Investor Relations Contact	-	27/05/2014
Public Communications Contact	-	-
Sales & Marketing	-	-

Tom Schurr

Corporate Officer/Principal

Richard S. Hauer

Corporate Officer/Principal

29/11/2009

Dennis A. Mendoza

Corporate Officer/Principal

Michael A. Petruski

Corporate Officer/Principal

Carroll E. Combs

Corporate Officer/Principal

29/11/2009

Roger Meyers

Corporate Officer/Principal

29/11/2009

Kristi Goddard

Director/Board Member

29/11/2009

Bill Soncini

Corporate Officer/Principal

31/12/2000

Frederick P. Raccosta

Corporate Officer/Principal

Michael Marchlik

Sales & Marketing

Ken Bloore

Corporate Officer/Principal

31/12/1999

Laura Wayman

Sales & Marketing

19/01/2010

Alex Dolle

Corporate Officer/Principal

Sandy Feldman

Corporate Officer/Principal

29/11/2009

Brian Yellen

Corporate Officer/Principal

29/11/2009

Jong-Doo Ahn

President

Marc A. Swirsky

Corporate Officer/Principal

15/09/2009

Age distribution of managers

Parity Men Women

Male	19
Female	5

Of which Executive Committee

Male	9
Female	1

Of which Directors

Male	6
Female	3

ESG Refinitiv

C-

Environment

Emissions

Innovation

Use of resources

Governance

CSR Strategy

Management

Shareholders

Controversy

B. Riley Financial, Inc. operates a diversified financial services platform. Its Capital Markets segment provides investment banking and institutional brokerage services, fund and asset management services, and direct lending services. Its Wealth Management segment provides retail brokerage, investment management, and insurance and tax preparation services. Its Financial Consulting segment provides a variety of specialized advisory services spanning bankruptcy, restructuring, forensic accounting, crisis and litigation support, appraisal and valuation, real estate, and operations management. Its Auction and Liquidation provide retail liquidation services to help clients dispose of under-performing assets and generate cash from excess inventory. Its communications portfolio of companies consists of related businesses that it has acquired for attractive risk-adjusted investment return characteristics. Its Consumer Products segment is comprised of Targus, which is a multinational company.

Employees

2,383

Sector

Investment Banking & Brokerage Services

Calendar

23/10/2024 - Q3 2024 Earnings Release (Projected)

Related indices

Russell 2000

More about the company

Departures of Key Persons

Gary Mintz

Chairman

04/08/2009 -

Andrew Gumaer

Chief Executive Officer

06/05/2009 17/06/2014

Governance B. Riley Financial, Inc.

Equities

RILY

US05580M1080

Investment Banking & Brokerage Services

Executive Committee: B. Riley Financial, Inc.

Composition of the Board of Directors: B. Riley Financial, Inc.

Latest Appointments: B. Riley Financial, Inc.

Former Officers and Directors: B. Riley Financial, Inc.

Age distribution of managers

Parity Men Women

Environment

Governance

Controversy

Company Profile

Departures of Key Persons

Governance B. Riley Financial, Inc.

Equities

RILY

US05580M1080

Investment Banking & Brokerage Services

Executive Committee: B. Riley Financial, Inc.

Composition of the Board of Directors: B. Riley Financial, Inc.

Latest Appointments: B. Riley Financial, Inc.

Former Officers and Directors: B. Riley Financial, Inc.

Age distribution of managers

Parity Men Women

Environment

Social

Governance

Controversy

Company Profile

Departures of Key Persons