Donald P. Swade
Director of Finance/CFO at FIRST TRUST ENHANCED EQUITY INCOME FUND
Network origin in Donald P. Swade first degree
Entity | Entity type | Industry | |
---|---|---|---|
338
| Public Company | Investment Managers | 338 |
Claymore Securities, Inc.
Claymore Securities, Inc. Investment ManagersFinance Founded in 2001 by David Hooten, Claymore Securities, Inc. is a registered investment advisor based in Lilse, Illinois with offices in Conshohocken, Pennsylvania and Princeton, New Jersey. The firm also does business as Claymore Advisors LLC. They are a subsidiary of the Claymore Group, Inc. The firm is a wholly-owned subsidiary of Guggenheim Capital LLC, a global, independent, privately-held, diversified financial services firm that, through their affiliates, provides investment management, investment advisory, insurance, investment banking and capital markets services. Guggenheim Capital is headquartered in Chicago and New York City with offices throughout the US, Europe and Asia. Claymore Securities provides investment management services to financial advisors and their clients.
43
| Extinct | Investment Managers | 43 |
TS&W/Claymore Tax-Advantaged Balanced Fund
TS&W/Claymore Tax-Advantaged Balanced Fund Investment Trusts/Mutual FundsMiscellaneous TS&W/Claymore Tax-Advantaged Balanced Fund is a closed-End Investment Fund/Investment Trust. Its investment objective is to provide a high level of total after-tax return, including attractive tax-advantaged income. The company is headquartered in Lisle, IL.
19
| Extinct | Investment Trusts/Mutual Funds | 19 |
Claymore Dividend & Income Fund
Claymore Dividend & Income Fund Investment Trusts/Mutual FundsMiscellaneous Claymore Dividend & Income Fund is a closed-end investment fund/Investment trust. It offers strategic investment solutions for financial advisors and their valued clients. It also provides investment management, investment advisory, insurance, investment banking and capital markets services. The company was founded on January 27, 2004 and is headquartered in Lisle, IL.
17
| Extinct | Investment Trusts/Mutual Funds | 17 |
Mutual Fd-Closed End | Investment Trusts/Mutual Funds | 11 | |
Mutual Fd-Closed End | Investment Trusts/Mutual Funds | 11 | |
Mutual Fd-Closed End | Investment Trusts/Mutual Funds | 11 | |
Mutual Fd-Closed End | Investment Trusts/Mutual Funds | 11 | |
Mutual Fd-Closed End | Investment Trusts/Mutual Funds | 11 | |
Mutual Fd-Closed End | Investment Trusts/Mutual Funds | 11 | |
Mutual Fd-Closed End | Investment Trusts/Mutual Funds | 11 | |
Mutual Fd-Closed End | Investment Trusts/Mutual Funds | 11 | |
First Trust Skybridge Income Fund
First Trust Skybridge Income Fund Financial ConglomeratesFinance First Trust Skybridge Income Fund is a non-diversified, closed-end management investment company. Its investment objective is to seek a high level of current income. The company was founded on March 3, 2020 and is headquartered in Wheaton, IL.
11
| Private Company | Financial Conglomerates | 11 |
Mutual Fd-Closed End | Investment Trusts/Mutual Funds | 11 | |
Mutual Fd-Closed End | Investment Trusts/Mutual Funds | 11 | |
Mutual Fd-Closed End | Investment Trusts/Mutual Funds | 11 | |
Mutual Fd-Closed End | Investment Trusts/Mutual Funds | 10 | |
Mutual Fd-Closed End | Investment Trusts/Mutual Funds | 9 | |
First Trust Exchange-Traded Fund VIII
First Trust Exchange-Traded Fund VIII Investment Trusts/Mutual FundsMiscellaneous First Trust Exchange Traded Fund Viii operates as a exchange traded fund. The company is headquartered in Wheaton, IL.
9
| Umbrella Fund | Investment Trusts/Mutual Funds | 9 |
Van Kampen Investments, Inc.
Van Kampen Investments, Inc. Investment ManagersFinance Van Kampen Investments, Inc. operated an investment management company that offered management and supervision of assets, open-end and closed-end mutual funds, unit investment trusts, retirement products and investment platforms. It was founded in 1968 and was headquartered in Oakbrook Terrace, IL.
8
| Extinct | Investment Managers | 8 |
Guggenheim Funds Investment Advisors LLC
Guggenheim Funds Investment Advisors LLC Investment ManagersFinance Guggenheim Funds Investment Advisors LLC (Guggenheim Funds) is a SEC-registered investment advisor headquartered in Chicago, Illinois. The firm is a subsidiary of Guggenheim Funds Services LLC, ultimately owned by Guggenheim Capital LLC. Guggenheim Funds provides asset management and investment advisory services to insurance companies, corporate and public pension funds, sovereign wealth funds, endowments and foundations, wealth managers, and high-net-worth investors.
5
| Subsidiary | Investment Managers | 5 |
Chart of Companies connected to the second degree
Multi-company connection
Companies connected to Donald P. Swade via their personal network
Company | Sector | Related people | Main position |
---|---|---|---|
GUGGENHEIM ENHANCED EQUITY INCOME FUND | Investment Trusts/Mutual Funds | President Director/Board Member Chairman Director of Finance/CFO Director/Board Member Director of Finance/CFO Corporate Officer/Principal Compliance Officer Corporate Secretary Corporate Officer/Principal General Counsel Corporate Officer/Principal Director of Finance/CFO | |
GUGGENHEIM TAXABLE MUNICIPAL BOND & INVESTMENT GRADE DEBT TRUST | Investment Trusts/Mutual Funds | President Director/Board Member Chairman Director of Finance/CFO Director/Board Member Director of Finance/CFO Compliance Officer Corporate Secretary Corporate Officer/Principal Director of Finance/CFO Corporate Officer/Principal Director of Finance/CFO | |
FIRST TRUST SENIOR FLOATING RATE INCOME FUND II | Investment Trusts/Mutual Funds | Director/Board Member Director/Board Member General Counsel Director/Board Member Chief Executive Officer Compliance Officer Director/Board Member Chairman Corporate Officer/Principal Director/Board Member Director/Board Member | |
Guggenheim Funds Distributors LLC
Guggenheim Funds Distributors LLC Investment ManagersFinance Guggenheim Funds Distributors LLC (GFD) is a registered investment advisor headquartered in Chicago, Illinois. Formerly known as Guggenheim Distributors LLC, the firm is a subsidiary of Guggenheim Funds Services LLC and their ultimate parent is Guggenheim Partners LLC. GFD offers strategic investment solutions for financial advisors and their clients. | Investment Managers | Corporate Officer/Principal Corporate Officer/Principal General Counsel Corporate Officer/Principal General Counsel Corporate Officer/Principal General Counsel Chief Executive Officer President Director of Finance/CFO President | |
FIRST TRUST HIGH YIELD OPPORTUNITIES 2027 TERM FUND | Investment Trusts/Mutual Funds | Director/Board Member Director/Board Member General Counsel Director/Board Member Chief Executive Officer Compliance Officer Director/Board Member Chairman Corporate Officer/Principal Director/Board Member Director/Board Member | |
GUGGENHEIM STRATEGIC OPPORTUNITIES FUND | Investment Trusts/Mutual Funds | President Director/Board Member Chairman Director of Finance/CFO Director/Board Member Director of Finance/CFO Compliance Officer Corporate Secretary General Counsel Director of Finance/CFO | |
MADISON COVERED CALL & EQUITY STRATEGY FUND | Investment Trusts/Mutual Funds | Chief Executive Officer Director/Board Member Director/Board Member Director of Finance/CFO Director/Board Member Director of Finance/CFO Compliance Officer Corporate Officer/Principal General Counsel Director of Finance/CFO | |
First Trust Global Resource Solution Fund
First Trust Global Resource Solution Fund Investment ManagersFinance First Trust Global Resource Solution Fund is a closed-end management investment company. The fund's primary investment objective is to seek current income. Its secondary objective is capital appreciation. The company was founded on October 10, 2011 and is headquartered in Wheaton, IL. | Investment Managers | Director/Board Member Director/Board Member Corporate Secretary Director/Board Member Corporate Officer/Principal Compliance Officer Director/Board Member Chief Executive Officer Corporate Officer/Principal | |
First Trust Strategic Allocation Fund
First Trust Strategic Allocation Fund Investment ManagersFinance First Trust Strategic Allocation Fund is a closed-end management investment company. Its primary investment objective is to seek current income. The fund's secondary investment objective is capital appreciation. The company was founded on October 10, 2011 and is headquartered in Wheaton, IL | Investment Managers | Director/Board Member Director/Board Member Corporate Secretary Director/Board Member Corporate Officer/Principal Compliance Officer Director/Board Member Chief Executive Officer Corporate Officer/Principal | |
First Trust Global Equity Dividend Fund
First Trust Global Equity Dividend Fund Investment ManagersFinance First Trust Global Equity Dividend Fund is a closed-end management investment company. Its primary investment objective is to seek current income. The fund's secondary investment objective is capital appreciation. The company was founded on October 12, 2011 and is headquartered in Wheaton, IL. | Investment Managers | Director/Board Member Director/Board Member Corporate Secretary Director/Board Member Corporate Officer/Principal Compliance Officer Director/Board Member Chief Executive Officer Corporate Officer/Principal | |
First Trust Advisors LP
First Trust Advisors LP Investment ManagersFinance First Trust Advisors LP (FTA) is a SEC-registered investment advisor headquartered in Wheaton, Illinois. The firm was founded in 1991 and is a direct subsidiary of Grace Partners of Dupage LP. Their general partner is The Charger Corp. FTA provides discretionary investment management services to institutional and individual clients who principally include open and closed-end mutual funds, collective investment funds (CIFs), exchange-traded funds, variable annuity sub-accounts and funds in countries other than the US. Investment management services are offered to individual clients through separate managed accounts (SMAs), either directly or through wrap fee programs sponsored by unaffiliated investment advisors. | Investment Managers | General Counsel Portfolio Manager-Fixed Income Corporate Officer/Principal Corporate Officer/Principal Chief Executive Officer Investment Committee Member Investment Committee Member Investment Committee Member | |
Claymore Group, Inc.
Claymore Group, Inc. Investment ManagersFinance Claymore Group, Inc. provides financial and asset management services. The firm offers investment solutions for financial advisors and their clients. The company was founded in 2004 and is headquartered in Lisle, IL. | Investment Managers | Corporate Officer/Principal Director of Finance/CFO Corporate Officer/Principal Compliance Officer Corporate Officer/Principal General Counsel Corporate Officer/Principal | |
ISHARES SILVER BULLION ETF | Investment Trusts/Mutual Funds | Director/Board Member General Counsel Corporate Secretary Chairman Corporate Officer/Principal Director of Finance/CFO | |
Nuveen Fund Advisors LLC
Nuveen Fund Advisors LLC Investment Banks/BrokersFinance Founded in 1989, Nuveen Fund Advisors LLC is a fund distributor Chicago, Illinois. The firm is a subsidiary of Nuveen Investments, Inc. and their ultimate parent is Windy City Investments Holdings LLC. | Investment Banks/Brokers | Portfolio Manager-Fixed Income Corporate Officer/Principal Corporate Officer/Principal Corporate Officer/Principal Corporate Officer/Principal | |
Guggenheim Floating Rate & Income Fund
Guggenheim Floating Rate & Income Fund Investment Trusts/Mutual FundsMiscellaneous Guggenheim Floating Rate & Income Fund is a newly-organized, diversified, closed-end management investment company. The Fund's objective is to provide a high level of current income while maximizing total return. It invests at least 80% of its assets in floating rate senior secured syndicated bank loans, floating rate revolving credit facilities and floating rate unsecured loans. The company offers opportunities for investors seeking an alternative to traditional fixed-income securities that may help hedge interest rate and inflation exposure. Guggenheim Floating Rate & Income Fund was founded on October 24, 2013 and is headquartered in Lisle, IL. | Investment Trusts/Mutual Funds | Director/Board Member Director/Board Member Director/Board Member Director of Finance/CFO Corporate Secretary | |
Wheaton College (Illinois) | College/University | Undergraduate Degree Undergraduate Degree Director/Board Member Undergraduate Degree Graduate Degree | |
Guggenheim Energy & Income Fund
Guggenheim Energy & Income Fund Investment Trusts/Mutual FundsMiscellaneous Guggenheim Energy & Income Fund is a closed-end investment fund. It is a non-diversified, non-traded management investment company. Its objectives are to provide high income and seek capital appreciation. The company was founded on April 28, 2015 and is headquartered in Chicago, IL. | Investment Trusts/Mutual Funds | Director/Board Member Chairman Director/Board Member Director of Finance/CFO Corporate Secretary | |
First Trust Portfolios LP
First Trust Portfolios LP Investment Banks/BrokersFinance Part of AJM Ventures LLC, First Trust Portfolios LP is a financial services company based in Wheaton, IL. The company offers a range of investment products, including unit investment trusts, exchange-traded funds, mutual funds, and closed-end funds. The company's website provides research and commentary on available portfolios, asset allocation, and advanced portfolio searches. The company also offers target outcome investments, variable annuities, and structured investments. First Trust Portfolios is not ranked in any publication lists like the INC 5000. | Investment Banks/Brokers | General Counsel Director of Finance/CFO Corporate Officer/Principal Chief Executive Officer Corporate Officer/Principal | |
GUGGENHEIM CREDIT ALLOCATION FUND | Investment Trusts/Mutual Funds | Director/Board Member Chairman Director/Board Member Director of Finance/CFO Corporate Secretary | |
WESTERN ASSET INFLATION-LINKED INCOME FUND | Investment Trusts/Mutual Funds | Director/Board Member Director/Board Member Corporate Officer/Principal Corporate Secretary Corporate Officer/Principal | |
Stanford University | College/University | Masters Business Admin Director/Board Member Masters Business Admin Graduate Degree | |
BondWave LLC
BondWave LLC Investment ManagersFinance BondWave LLC is a financial technology firm that specializes in fixed income solutions. The private company is based in Wheaton, IL. The company's platform, effi™, provides portfolio analytics and reporting, custom alerts, and proposal generation, as well as tools that support best execution, fair pricing, and mark-up monitoring and disclosure on both a pre- and post-trade basis. Founded in 2001, the company serves a wide range of users, including traders, compliance professionals, and RIAs. Michael A. Ruvo has been the CEO of the company since 2014. | Investment Managers | General Counsel Director of Finance/CFO Chairman Corporate Officer/Principal | |
University of Illinois | College/University | Undergraduate Degree Undergraduate Degree Graduate Degree Undergraduate Degree | |
Columbia Business School | College/University | Masters Business Admin Masters Business Admin Masters Business Admin Masters Business Admin | |
Guggenheim Strategy Funds Trust
Guggenheim Strategy Funds Trust Investment Trusts/Mutual FundsMiscellaneous Guggenheim Strategy Funds Trust is an open-end management investment company. The trust comprises of 3 funds: Guggenheim Strategy Fund I, Guggenheim Strategy Fund II and Guggenheim Strategy Fund III, which invests in a diversified portfolio of debt securities and financial instruments. Guggenheim Strategy Funds Trust was founded on November 8, 2013 and is headquartered in Rockville, MD. | Investment Trusts/Mutual Funds | Director/Board Member Chairman Director/Board Member Treasurer | |
ADVENT CONVERTIBLE AND INCOME FUND | Investment Trusts/Mutual Funds | Director/Board Member Director/Board Member Corporate Officer/Principal Director/Board Member | |
London School of Economics & Political Science | College/University | Director/Board Member Graduate Degree Graduate Degree | |
Invesco Capital Markets, Inc.
Invesco Capital Markets, Inc. Investment Banks/BrokersFinance Invesco Capital Markets, Inc. provides financial services. It offers investment brokerage services to individual investors. The company is headquartered in Downers Grove, IL. | Investment Banks/Brokers | Chairman Sales & Marketing Compliance Officer | |
US Securities & Exchange Commission | Investment Banks/Brokers | Corporate Officer/Principal Corporate Officer/Principal Comptroller/Controller/Auditor | |
The Wharton School of the University of Pennsylvania | College/University | Undergraduate Degree Masters Business Admin Masters Business Admin | |
Stonebridge Advisors LLC
Stonebridge Advisors LLC Investment ManagersFinance Stonebridge Advisors LLC (Stonebridge) is a SEC-registered investment advisor headquartered in Wilton, Connecticut. The firm was founded in 2004 by Scott Fleming and they are primarily owned by First Trust Capital Partners LLC, ultimately held by AJM Ventures LLC. Stonebridge offers portfolio management services to high net-worth individuals, insurance companies, banks, thrift institutions, investment companies, pension and profit-sharing plans, trusts, estates, charitable institutions, foundations, endowments, corporations and similar entities, and to other individuals through WRAP programs. | Investment Managers | Corporate Secretary Director of Finance/CFO Chairman | |
Duke University
Duke University Other Consumer ServicesConsumer Services Duke University is an academic university that offers undergraduate, graduate and professional programs. It also has publications and research services. The university was founded in 1838 and is headquartered in Durham, NC. | College/University | Undergraduate Degree Undergraduate Degree Undergraduate Degree | |
Morgan Stanley Investment Management, Inc.
Morgan Stanley Investment Management, Inc. Investment ManagersFinance Morgan Stanley Investment Management, Inc. (MSIM) is an investment management firm headquartered in New York City. The firm was founded in 1975 and is a subsidiary of Morgan Stanley Domestic Holdings, Inc., ultimately held by Morgan Stanley (NYSE: MS). MSIM provides discretionary and non-discretionary investment management services and products to institutional clients and individual investors. The firm also advises clients as to the appropriate allocation of assets among multiple separate accounts and/or investment companies or other pooled vehicles that the firm advises. | Investment Managers | President Director/Board Member Comptroller/Controller/Auditor | |
WESTERN ASSET INFLATION-LINKED OPPORTUNITIES & INCOME FUND | Investment Trusts/Mutual Funds | Director/Board Member Director/Board Member Corporate Secretary |
Statistics
International
United States | 48 |
Canada | 3 |
United Kingdom | 2 |
Sectoral
Miscellaneous | 30 |
Finance | 15 |
Consumer Services | 8 |
Operational
Director/Board Member | 489 |
Corporate Officer/Principal | 305 |
Independent Dir/Board Member | 206 |
Chairman | 116 |
General Counsel | 106 |
Most connected contacts
Insiders | |
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Niel Nielson | 54 |
John Louis Sullivan | 46 |
James Dykas | 44 |
Thomas Kadlec | 40 |
James Bowen | 38 |
Richard Erickson | 34 |
Robert Keith | 34 |
William Jardine | 33 |
Kevin M. Robinson | 32 |
Kristi Maher | 31 |
Daniel Lindquist | 31 |
Ronald Nyberg | 30 |
Dame Amelia Fawcett | 29 |
Denise Keefe | 29 |
Steve M. Hill | 25 |
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